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Principal Financial Group

441 hedge funds and large institutions have $9.44B invested in Principal Financial Group in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 181 increasing their positions, 135 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more call options, than puts

Call options by funds: $17.8M | Put options by funds: $5.61M

34% more repeat investments, than reductions

Existing positions increased: 181 | Existing positions reduced: 135

19% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 36

1% more funds holding

Funds holding: 436441 (+5)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.37% less ownership

Funds ownership: 68.14%67.77% (-0.37%)

8% less capital invested

Capital invested by funds: $10.3B → $9.44B (-$839M)

Holders
441
Holders Change
+5
Holders Change %
+1.15%
% of All Funds
12.31%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
43
Increased
181
Reduced
135
Closed
36
Calls
$17.8M
Puts
$5.61M
Net Calls
+$12.2M
Net Calls Change
-$923K
Name Holding Trade Value Shares
Change
Change in
Stake
IAM
301
Integre Asset Management
New York
$383K
AAM
302
Aureus Asset Management
Massachusetts
$379K
NB
303
Norinchukin Bank
Japan
$370K +$7.72K +149 +2%
MCM
304
McKinley Capital Management
Alaska
$363K -$23K -444 -5%
UCFA
305
United Capital Financial Advisors
Texas
$363K +$131K +2,524 +49%
Thrivent Financial for Lutherans
306
Thrivent Financial for Lutherans
Minnesota
$355K +$18.1K +350 +5%
DVM
307
Dreman Value Management
Florida
$344K +$85.1K +1,643 +29%
CL
308
Choreo LLC
Illinois
$340K +$8.08K +156 +2%
SIM
309
Spark Investment Management
New York
$336K
Daiwa Securities Group
310
Daiwa Securities Group
Japan
$327K
TI
311
Trexquant Investment
Connecticut
$321K -$762K -14,700 -68%
CC
312
ClearArc Capital
Ohio
$315K -$7.31K -141 -2%
CCA
313
Checchi Capital Advisers
California
$308K -$104 -2 -0%
William Blair & Company
314
William Blair & Company
Illinois
$305K +$11.1K +215 +3%
VRS
315
Virginia Retirement Systems
Virginia
$294K +$3.83K +74 +1%
PP
316
Paloma Partners
Connecticut
$293K +$106K +2,048 +49%
PI
317
Putnam Investments
Massachusetts
$291K -$10.4K -200 -3%
PA
318
Profund Advisors
Maryland
$283K -$149K -2,879 -33%
FAAS
319
First Allied Advisory Services
California
$282K +$58.1K +1,121 +23%
ECM
320
ETrade Capital Management
Virginia
$280K +$306K +5,907 New
CI
321
Constellation Investments
Ohio
$279K
TCM
322
Tetrem Capital Management
Manitoba, Canada
$278K -$13.1K -253 -4%
EOJOAM
323
E. Ohman J:or Asset Management
Sweden
$260K -$77.7K -1,500 -21%
AAM
324
Auxier Asset Management
Oregon
$252K
AAM
325
Advisors Asset Management
Colorado
$247K -$235K -4,530 -46%

PFG Hedge Fund Activity: Q3 2015 in Review

441 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2015, worth a combined $9.44B — down 8.2% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PFG positions and 36 closed out — a net gain of 7 holders — while 181 added to existing stakes and 135 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $80.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $76.9M sold.

  • 441 institutional investors held Principal Financial Group (PFG) as of Q3 2015, up from 436 in Q2 2015.
  • Funds reported $9.44B of Principal Financial Group stock for Q3 2015, down 8.2% quarter-over-quarter.
  • 43 funds opened new Principal Financial Group positions in Q3 2015 and 36 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2015 was Wellington Management Group, an estimated $80.7M added.
  • The largest Principal Financial Group seller in Q3 2015 was Citadel Advisors, an estimated $76.9M sold.

Based on aggregated 13F filings for Q3 2015.