Spark Investment Management’s Principal Financial Group PFG Stock Holding History

Spark Investment Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-7,100	Closed	-$336K	–	825
2015 Q3	$336K	Hold	7,100	–	–	0.04%	442
2015 Q2	$364K	Sell	7,100 -19,200	-73%	-$996K	0.05%	413
2015 Q1	$1.35M	Hold	26,300	–	–	0.19%	181
2014 Q4	$1.37M	Hold	26,300	–	–	0.23%	144
2014 Q3	$1.38M	Buy	26,300 +14,600	+125%	+$764K	0.21%	160
2014 Q2	$590K	Buy	+11,700	New	+$551K	0.09%	325

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Spark Investment Management's PFG Position: Q4 2015 in Review

Spark Investment Management sold out of Principal Financial Group (PFG) in Q4 2015, closing a stake of 7,100 shares — an estimated $336K sold.

Spark Investment Management first reported a position in PFG in Q2 2014 and held it in 6 quarters. The position peaked at $1.38M in Q3 2014. 462 funds tracked by Wall St. Rank hold PFG as of Q4 2015.

Spark Investment Management reported no remaining Principal Financial Group position as of Q4 2015 after selling out during the quarter.
Spark Investment Management sold 7,100 Principal Financial Group shares in Q4 2015, an estimated $336K.
Spark Investment Management first reported a position in Principal Financial Group in Q2 2014 and held it in 6 quarters.
Spark Investment Management's Principal Financial Group position peaked at $1.38M in Q3 2014.
462 funds tracked by Wall St. Rank held Principal Financial Group as of Q4 2015.

Based on Spark Investment Management's 13F filing for Q4 2015, filed 12 Feb 2016.