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Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
ANRIA
276
American National Registered Investment Advisor
Texas
$1.18M -$37.8K -575 -3%
MNBTD
277
Moody National Bank Trust Division
Texas
$1.18M -$32.9K -500 -3%
LOAMS
278
Lombard Odier Asset Management (Switzerland)
Switzerland
$1.17M +$5.07K +77 +0.4%
LPL Financial
279
LPL Financial
California
$1.17M -$1.05K -16 -0.1%
RIM
280
Rampart Investment Management
Connecticut
$1.17M +$1.02M +15,503 +427%
GCP
281
GSA Capital Partners
United Kingdom
$1.17M +$1.07M +16,228 +559%
UA
282
Unison Advisors
District of Columbia
$1.16M +$8.22K +125 +0.7%
OMCS
283
Old Mutual Customised Solutions
South Africa
$1.15M
NAM
284
Nissay Asset Management
Japan
$1.15M +$10.7K +162 +0.9%
SAM
285
Shell Asset Management
Netherlands
$1.15M
AL
286
AJO LP
Pennsylvania
$1.14M -$1.7M -25,766 -58%
IA
287
IFP Advisors
Florida
$1.13M
CI
288
Cigna Investments
Connecticut
$1.13M +$358K +5,445 +42%
AA
289
ALPS Advisors
Colorado
$1.13M +$1.22M +18,499 New
NB
290
Norinchukin Bank
Japan
$1.11M +$267K +4,058 +29%
OSAM
291
O'Shaughnessy Asset Management
Connecticut
$1.09M -$957K -14,546 -45%
WBC
292
Westpac Banking Corp
Australia
$1.07M
PCM
293
Prelude Capital Management
New York
$1.05M +$1.14M +17,315 New
HAM
294
Highstreet Asset Management
Ontario, Canada
$1.05M +$182K +2,770 +19%
ASN
295
Advisory Services Network
Georgia
$1.03M +$32.9K +500 +3%
EMG
296
Ellington Management Group
Connecticut
$1.03M +$855K +13,000 +333%
BA
297
Bridgewater Associates
Connecticut
$1.01M +$1.09M +16,622 New
KC
298
Kepos Capital
New York
$1M
Massachusetts Financial Services
299
Massachusetts Financial Services
Massachusetts
$1M +$26.3K +400 +2%
LSERS
300
Louisiana State Employees Retirement System
Louisiana
$999K +$6.58K +100 +0.6%

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.