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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$6.43M +$1.63M +148,221 +35%
CIBC Private Wealth Group
2
CIBC Private Wealth Group
Georgia
$4.99M
Morgan Stanley
3
Morgan Stanley
New York
$2.82M +$30.3K +2,755 +1%
Raymond James Financial
4
Raymond James Financial
Florida
$2.01M +$72.1K +6,569 +4%
Bank of America
5
Bank of America
North Carolina
$1.75M +$143K +13,033 +9%
MC
6
Matisse Capital
Oregon
$1.52M
UBS Group
7
UBS Group
Switzerland
$1.48M +$25.2K +2,292 +2%
AA
8
AQR Arbitrage
Connecticut
$1.03M -$92.6K -8,435 -8%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.02M +$68.3K +6,217 +7%
UB
10
UMB Bank
Missouri
$977K
SAM
11
Smith Asset Management
Florida
$861K +$13.7K +1,248 +2%
Wells Fargo
12
Wells Fargo
California
$764K -$644K -58,598 -46%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$761K -$279K -25,442 -27%
Lido Advisors
14
Lido Advisors
California
$744K +$11.9K +1,087 +2%
WAM
15
Wolverine Asset Management
Illinois
$626K +$404K +36,748 +197%
RCM
16
Robinson Capital Management
Michigan
$622K
RCM
17
Rivernorth Capital Management
Florida
$591K -$145K -13,169 -20%
PFA
18
Pathway Financial Advisors
Vermont
$545K +$206K +18,750 +64%
CSP
19
Cary Street Partners
Virginia
$507K +$14.7K +1,335 +3%
LPL Financial
20
LPL Financial
California
$473K -$34.4K -3,135 -7%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$469K +$244K +22,246 +116%
GC
22
Guggenheim Capital
Illinois
$397K -$8.28K -754 -2%
BAG
23
Bridgewealth Advisory Group
California
$314K +$305K +27,733 New
LWM
24
LongView Wealth Management
Georgia
$258K
WS
25
Wedbush Securities
California
$209K -$22K -2,000 -10%