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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.97M +$125K +8,007 +3%
Wells Fargo
2
Wells Fargo
California
$1.49M -$3.07K -197 -0.2%
PWS
3
Private Wealth Strategies
Ohio
$1.31M -$40.9K -2,628 -3%
UBS Group
4
UBS Group
Switzerland
$890K -$105K -6,742 -11%
LPL Financial
5
LPL Financial
California
$785K +$285K +18,322 +63%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$715K -$31 -2 -0%
Osaic Holdings
7
Osaic Holdings
Arizona
$671K +$87.8K +5,639 +16%
DADC
8
D.A. Davidson & Co
Montana
$454K -$10.9K -700 -2%
WS
9
Wedbush Securities
California
$411K -$60.7K -3,900 -14%
Bank of America
10
Bank of America
North Carolina
$303K +$163K +10,445 +132%
PWPS
11
Pinnacle Wealth Planning Services
Ohio
$297K +$77.9K +5,000 +38%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$252K +$202 +13 +0.1%
CCM
13
Covington Capital Management
California
$246K
GC
14
Guggenheim Capital
Illinois
$218K -$8.72K -560 -4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$217K +$206K +13,201 New
FDCDDQ
16
Federation des caisses Desjardins du Quebec
Quebec, Canada
$195K -$12.1K -775 -6%
SBIA
17
Sheaff Brock Investment Advisors
Indiana
$183K +$173K +11,100 New
FAAS
18
First Allied Advisory Services
California
$182K +$13.2K +845 +8%
RJA
19
Raymond James & Associates
Florida
$168K +$158K +10,176 New
NFSG
20
Newbridge Financial Services Group
Florida
$151K +$143K +9,157 New
WLPWM
21
Walled Lake Planning & Wealth Management
Illinois
$101K +$95.6K +6,136 New
SW
22
SVB Wealth
Massachusetts
$64K
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$41K -$1.56K -100 -4%
AF
24
Advisornet Financial
Minnesota
$41K
NFG
25
Next Financial Group
Texas
$33K +$31.3K +2,008 New