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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$3.75M +$693K +67,515 +23%
Morgan Stanley
2
Morgan Stanley
New York
$2.42M +$90.9K +8,850 +4%
Bank of America
3
Bank of America
North Carolina
$2.29M +$649K +63,231 +40%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$1.81M -$641K -62,427 -26%
UBS Group
5
UBS Group
Switzerland
$1.61M -$45K -4,382 -3%
AA
6
AQR Arbitrage
Connecticut
$1.6M +$293K +28,567 +23%
MC
7
Matisse Capital
Oregon
$1.47M +$1.22M +119,230 +564%
Wells Fargo
8
Wells Fargo
California
$1.25M +$495K +48,203 +67%
WAM
9
Wolverine Asset Management
Illinois
$1.17M -$150K -14,617 -12%
SA
10
SFI Advisors
New Jersey
$942K +$8.53K +831 +0.9%
Osaic Holdings
11
Osaic Holdings
Arizona
$873K -$12K -1,171 -1%
PWS
12
Private Wealth Strategies
Ohio
$716K +$11.7K +1,139 +2%
RCM
13
Robinson Capital Management
Michigan
$570K
LCM
14
Landscape Capital Management
New Jersey
$533K -$8.06K -785 -2%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$532K -$44.4K -4,324 -8%
LPL Financial
16
LPL Financial
California
$396K +$2.18K +212 +0.6%
LWM
17
LongView Wealth Management
Georgia
$266K -$23K -2,236 -8%
PFA
18
Pathway Financial Advisors
Vermont
$248K +$244K +23,743 New
RJA
19
Raymond James & Associates
Florida
$230K -$739 -72 -0.3%
IA
20
IFP Advisors
Florida
$186K -$2.39K -233 -1%
DADC
21
D.A. Davidson & Co
Montana
$186K -$40.1K -3,902 -18%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$181K -$1.5K -146 -0.8%
PFC
23
Poplar Forest Capital
California
$161K
WS
24
Wedbush Securities
California
$161K -$16.2K -1,576 -9%
HighTower Advisors
25
HighTower Advisors
Illinois
$144K +$145K +14,168 New