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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.79M -$1.25M -71,376 -20%
Morgan Stanley
2
Morgan Stanley
New York
$2.8M +$46.8K +2,664 +2%
PWS
3
Private Wealth Strategies
Ohio
$1.46M +$14.5K +826 +1%
UBS Group
4
UBS Group
Switzerland
$1.34M -$9.29K -529 -0.7%
Osaic Holdings
5
Osaic Holdings
Arizona
$875K +$194K +11,027 +27%
Wells Fargo
6
Wells Fargo
California
$835K -$16.5K -938 -2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$780K +$27.7K +1,579 +4%
LPL Financial
8
LPL Financial
California
$681K -$9.04K -515 -1%
CCA
9
Cadent Capital Advisors
Oklahoma
$551K -$115K -6,557 -17%
CW
10
CreativeOne Wealth
Kansas
$542K +$245K +13,950 +75%
PWPS
11
Pinnacle Wealth Planning Services
Ohio
$468K +$87.8K +5,000 +22%
DADC
12
D.A. Davidson & Co
Montana
$434K
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$374K +$75.8K +4,315 +24%
WS
14
Wedbush Securities
California
$354K
MAFM
15
Mid Atlantic Financial Management
Pennsylvania
$290K +$305K +17,350 New
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$257K +$29.9K +1,705 +12%
CCM
17
Covington Capital Management
California
$249K
WAM
18
Wolverine Asset Management
Illinois
$244K +$257K +14,624 New
SWMP
19
Signature Wealth Management Partners
New Jersey
$240K
CAN
20
Cetera Advisor Networks
California
$214K +$226K +12,842 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$212K -$17.1K -975 -7%
RJA
22
Raymond James & Associates
Florida
$203K +$30.2K +1,720 +16%
PAG
23
Private Advisor Group
New Jersey
$167K -$49.6K -2,823 -22%
MFA
24
McClarren Financial Advisors
Pennsylvania
$136K +$2.16K +123 +2%
Bessemer Group
25
Bessemer Group
New Jersey
$117K +$123K +7,000 New