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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$1.2M +$83.8K +5,556 +8%
UBS Group
2
UBS Group
Switzerland
$714K -$60.9K -4,040 -8%
DADC
3
D.A. Davidson & Co
Montana
$379K
Bank of America
4
Bank of America
North Carolina
$338K +$332 +22 +0.1%
CCM
5
Covington Capital Management
California
$269K
NCM
6
Noesis Capital Mangement
Florida
$243K
PAG
7
Private Advisor Group
New Jersey
$217K +$11.3K +750 +6%
Morgan Stanley
8
Morgan Stanley
New York
$188K -$111K -7,351 -37%
OA
9
Oxbow Advisors
Texas
$164K +$1.43K +95 +0.9%
Wells Fargo
10
Wells Fargo
California
$74K -$26K -1,724 -26%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$65K
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$49K -$26.4K -1,753 -35%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$40K +$12.1K +800 +44%
AIG
14
American International Group
New York
$37.6K -$22.2K -1,471 -37%
Creative Planning
15
Creative Planning
Kansas
$30K -$22.6K -1,500 -43%
MFS
16
MSI Financial Services
Massachusetts
$27K +$483 +32 +2%
BRWM
17
B. Riley Wealth Management
Tennessee
$15K
WEC
18
Winslow Evans & Crocker
Massachusetts
$7.59K +$7.54K +500 New
Jane Street
19
Jane Street
New York
-$233K -16,548 Closed
GC
20
Guggenheim Capital
Illinois
-$143K -10,149 Closed
NPC
21
National Planning Corporation
California
-$57.9K -4,040 Closed
TRCT
22
Tower Research Capital (TRC)
New York
-$3K -200 Closed