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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.8M +$230K +16,405 +14%
FDCDDQ
2
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.72M +$501K +35,749 +39%
WAM
3
Wolverine Asset Management
Illinois
$847K +$873K +62,361 New
Invesco
4
Invesco
Georgia
$835K -$47.6K -3,400 -5%
UBS Group
5
UBS Group
Switzerland
$808K -$89.8K -6,413 -10%
LPL Financial
6
LPL Financial
California
$548K -$27.1K -1,938 -5%
Bank of America
7
Bank of America
North Carolina
$411K -$127K -9,048 -23%
DADC
8
D.A. Davidson & Co
Montana
$353K
CRC
9
Curi RMB Capital
Illinois
$276K +$86K +6,141 +43%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$261K +$33.9K +2,421 +14%
CCM
11
Covington Capital Management
California
$251K -$140K -10,000 -35%
Creative Planning
12
Creative Planning
Kansas
$200K +$4.2K +300 +2%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$173K +$178K +12,734 New
Wells Fargo
14
Wells Fargo
California
$168K +$13.4K +957 +8%
HighTower Advisors
15
HighTower Advisors
Illinois
$168K +$174K +12,459 New
RCM
16
Robinson Capital Management
Michigan
$95K +$98K +7,000 New
CAC
17
Certified Advisory Corp
Florida
$72K +$1.27K +91 +2%
RCG
18
Ruggie Capital Group
Florida
$68K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$45K -$4.76K -340 -9%
LGWM
20
Litman Gregory Wealth Management
California
$45K +$46.2K +3,300 New
Manulife (Manufacturers Life Insurance)
21
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$39K +$126 +9 +0.3%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$32K
Citigroup
23
Citigroup
New York
$27K
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$24K
GWM
25
Geneos Wealth Management
Colorado
$16K +$7.42K +530 +80%