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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.63M +$45.3K +2,992 +2%
UBS Group
2
UBS Group
Switzerland
$1.25M +$27.1K +1,787 +2%
Invesco
3
Invesco
Georgia
$1.21M +$84.4K +5,576 +7%
CF
4
Centaurus Financial
California
$1.1M +$1.05M +69,143 +692%
Osaic Holdings
5
Osaic Holdings
Arizona
$1.09M +$337K +22,259 +40%
PWS
6
Private Wealth Strategies
Ohio
$823K -$450K -29,687 -33%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$737K -$4K -264 -0.5%
LPL Financial
8
LPL Financial
California
$689K +$93.7K +6,185 +14%
SA
9
SFI Advisors
New Jersey
$470K +$514K +33,961 New
Wells Fargo
10
Wells Fargo
California
$423K -$178K -11,736 -28%
Bank of America
11
Bank of America
North Carolina
$400K +$30.8K +2,032 +8%
PWPS
12
Pinnacle Wealth Planning Services
Ohio
$388K
DADC
13
D.A. Davidson & Co
Montana
$360K
WAM
14
Wolverine Asset Management
Illinois
$353K +$386K +25,474 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$294K +$36.2K +2,390 +13%
WS
16
Wedbush Securities
California
$267K
RJA
17
Raymond James & Associates
Florida
$245K -$10.9K -718 -4%
GC
18
Guggenheim Capital
Illinois
$229K -$9.75K -644 -4%
CCM
19
Covington Capital Management
California
$207K
SWMP
20
Signature Wealth Management Partners
New Jersey
$199K
WWM
21
Western Wealth Management
Colorado
$196K +$215K +14,200 New
CAN
22
Cetera Advisor Networks
California
$180K +$197K +13,000 New
Northern Trust
23
Northern Trust
Illinois
$154K +$168K +11,110 New
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$153K -$5.22K -345 -3%
APG
25
Abacus Planning Group
South Carolina
$152K +$166K +10,957 New