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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.76M -$26K -1,929 -1%
FDCDDQ
2
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.76M +$41.6K +3,084 +2%
Invesco
3
Invesco
Georgia
$1.03M +$200K +14,826 +24%
UBS Group
4
UBS Group
Switzerland
$854K +$48.7K +3,610 +6%
RCM
5
Robinson Capital Management
Michigan
$587K +$490K +36,372 +520%
LPL Financial
6
LPL Financial
California
$498K -$48.1K -3,569 -9%
Cohen & Steers
7
Cohen & Steers
New York
$476K +$474K +35,139 New
Bank of America
8
Bank of America
North Carolina
$382K -$27.7K -2,052 -7%
DADC
9
D.A. Davidson & Co
Montana
$352K
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$261K
CCM
11
Covington Capital Management
California
$250K
Creative Planning
12
Creative Planning
Kansas
$199K
PAG
13
Private Advisor Group
New Jersey
$199K +$197K +14,651 New
CRC
14
Curi RMB Capital
Illinois
$196K -$78.4K -5,815 -29%
WAM
15
Wolverine Asset Management
Illinois
$192K -$649K -48,123 -77%
Wells Fargo
16
Wells Fargo
California
$162K -$4.57K -339 -3%
HighTower Advisors
17
HighTower Advisors
Illinois
$157K -$11.5K -855 -7%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$80K +$34.9K +2,593 +78%
RCG
19
Ruggie Capital Group
Florida
$68K
AG
20
Advisor Group
Arizona
$64K +$48.8K +3,622 +318%
CAC
21
Certified Advisory Corp
Florida
$53K -$19.4K -1,438 -27%
Manulife (Manufacturers Life Insurance)
22
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$39K +$121 +9 +0.3%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$32K
Citigroup
24
Citigroup
New York
$26K
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$24K