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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.76M +$74K +5,375 +4%
FDCDDQ
2
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.73M +$44K +3,198 +2%
UBS Group
3
UBS Group
Switzerland
$1.09M +$293K +21,303 +34%
Invesco
4
Invesco
Georgia
$1.04M +$57.1K +4,145 +5%
Cohen & Steers
5
Cohen & Steers
New York
$792K +$356K +25,875 +74%
Bank of America
6
Bank of America
North Carolina
$538K +$182K +13,222 +47%
LPL Financial
7
LPL Financial
California
$529K +$55.1K +4,000 +11%
DADC
8
D.A. Davidson & Co
Montana
$337K
PAG
9
Private Advisor Group
New Jersey
$272K +$86.6K +6,288 +43%
Wells Fargo
10
Wells Fargo
California
$261K +$112K +8,105 +68%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$239K -$11K -799 -4%
CCM
12
Covington Capital Management
California
$196K -$46.8K -3,400 -18%
Creative Planning
13
Creative Planning
Kansas
$191K
CRC
14
Curi RMB Capital
Illinois
$191K +$2.62K +190 +1%
RCM
15
Robinson Capital Management
Michigan
$177K -$409K -29,700 -68%
Millennium Management
16
Millennium Management
New York
$161K +$171K +12,396 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$103K +$28.1K +2,041 +34%
WAM
18
Wolverine Asset Management
Illinois
$94K -$95.4K -6,930 -49%
AG
19
Advisor Group
Arizona
$89K +$29K +2,107 +44%
RFC
20
Regions Financial Corp
Alabama
$71K +$75.7K +5,500 New
CAC
21
Certified Advisory Corp
Florida
$52K +$950 +69 +2%
FHB
22
First Hawaiian Bank
Hawaii
$40K +$43K +3,120 New
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$31K
Citigroup
24
Citigroup
New York
$30K +$4.48K +325 +17%
PA
25
Parallel Advisors
California
$28K +$29.6K +2,150 New