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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.97M +$6.2K +420 +0.3%
Wells Fargo
2
Wells Fargo
California
$1.05M -$19.9K -1,350 -2%
PWS
3
Private Wealth Strategies
Ohio
$979K +$8.96K +607 +0.8%
UBS Group
4
UBS Group
Switzerland
$653K -$199K -13,509 -20%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$534K +$77.5K +5,245 +13%
Osaic Holdings
6
Osaic Holdings
Arizona
$356K +$675K +45,718 New
DADC
7
D.A. Davidson & Co
Montana
$352K -$8.86K -600 -2%
WS
8
Wedbush Securities
California
$348K +$20.3K +1,376 +5%
LPL Financial
9
LPL Financial
California
$340K -$12.8K -865 -3%
WWM
10
Western Wealth Management
Colorado
$243K +$299K +20,257 New
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$184K -$207 -14 -0.1%
CCM
12
Covington Capital Management
California
$182K
FDCDDQ
13
Federation des caisses Desjardins du Quebec
Quebec, Canada
$173K -$832K -56,344 -80%
PAS
14
Partnervest Advisory Services
California
$173K -$36.9K -2,500 -15%
RJA
15
Raymond James & Associates
Florida
$170K +$208K +14,094 New
CRC
16
Curi RMB Capital
Illinois
$168K +$2.32K +157 +1%
Bank of America
17
Bank of America
North Carolina
$150K +$1K +68 +0.5%
PAG
18
Private Advisor Group
New Jersey
$142K -$30.5K -2,067 -15%
Invesco
19
Invesco
Georgia
$132K -$383K -25,961 -70%
FAAS
20
First Allied Advisory Services
California
$123K +$150K +10,181 New
CAC
21
Certified Advisory Corp
Florida
$53K +$1.02K +69 +2%
SW
22
SVB Wealth
Massachusetts
$47K
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$31K +$38.4K +2,600 New
AF
24
Advisornet Financial
Minnesota
$30K
NFG
25
Next Financial Group
Texas
$22K -$33.8K -2,289 -56%