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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$2.52M +$244K +24,216 +10%
Morgan Stanley
2
Morgan Stanley
New York
$2.27M -$17K -1,687 -0.7%
UBS Group
3
UBS Group
Switzerland
$1.35M +$292K +29,048 +27%
Invesco
4
Invesco
Georgia
$1.33M +$221K +21,950 +20%
Osaic Holdings
5
Osaic Holdings
Arizona
$977K -$36.8K -3,657 -4%
CF
6
Centaurus Financial
California
$963K -$24.3K -2,410 -2%
PWS
7
Private Wealth Strategies
Ohio
$633K +$4.67K +464 +0.7%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$539K -$33.7K -3,350 -6%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$457K -$2.27K -225 -0.5%
SA
10
SFI Advisors
New Jersey
$447K +$75.7K +7,519 +20%
LPL Financial
11
LPL Financial
California
$442K +$10.6K +1,057 +2%
WAM
12
Wolverine Asset Management
Illinois
$439K +$448K +44,537 New
HBCM
13
Heron Bay Capital Management
Michigan
$408K -$284K -28,165 -40%
NA
14
NewEdge Advisors
Louisiana
$288K +$41.4K +4,115 +16%
DADC
15
D.A. Davidson & Co
Montana
$275K -$107K -10,678 -28%
Wells Fargo
16
Wells Fargo
California
$248K +$87.3K +8,675 +53%
WS
17
Wedbush Securities
California
$202K -$10.1K -1,004 -5%
CFG
18
Cooper Financial Group
California
$198K
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$173K -$3.05K -303 -2%
RJA
20
Raymond James & Associates
Florida
$162K +$10.7K +1,060 +7%
PWPS
21
Pinnacle Wealth Planning Services
Ohio
$153K
PFC
22
Poplar Forest Capital
California
$152K
MFA
23
McClarren Financial Advisors
Pennsylvania
$92K +$1.59K +158 +2%
Bank of America
24
Bank of America
North Carolina
$86.5K +$24.7K +2,456 +39%
SIA
25
Sit Investment Associates
Minnesota
$75K