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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.46M +$183K +15,679 +7%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$2.45M +$1.78M +152,020 +192%
Invesco
3
Invesco
Georgia
$1.19M -$372K -31,820 -22%
UBS Group
4
UBS Group
Switzerland
$1.14M +$16.7K +1,430 +1%
Osaic Holdings
5
Osaic Holdings
Arizona
$1.09M -$2.89K -247 -0.2%
CF
6
Centaurus Financial
California
$1.06M +$160K +13,633 +16%
HBCM
7
Heron Bay Capital Management
Michigan
$738K +$814K +69,570 New
PWS
8
Private Wealth Strategies
Ohio
$676K +$11.3K +964 +2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$617K -$30K -2,562 -4%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$494K -$9.63K -823 -2%
LPL Financial
11
LPL Financial
California
$464K -$31.9K -2,730 -6%
DADC
12
D.A. Davidson & Co
Montana
$409K -$17.8K -1,524 -4%
SA
13
SFI Advisors
New Jersey
$401K +$89.9K +7,682 +25%
NA
14
NewEdge Advisors
Louisiana
$250K +$16.7K +1,429 +6%
WS
15
Wedbush Securities
California
$228K +$22.9K +1,955 +10%
CFG
16
Cooper Financial Group
California
$213K +$42.4K +3,620 +22%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$189K +$2.88K +246 +1%
Wells Fargo
18
Wells Fargo
California
$174K -$179K -15,295 -48%
PWPS
19
Pinnacle Wealth Planning Services
Ohio
$164K -$146K -12,500 -45%
PFC
20
Poplar Forest Capital
California
$164K +$181K +15,425 New
RJA
21
Raymond James & Associates
Florida
$164K +$4.84K +414 +3%
SWMP
22
Signature Wealth Management Partners
New Jersey
$152K
CAN
23
Cetera Advisor Networks
California
$144K -$2.2K -188 -1%
Cerity Partners
24
Cerity Partners
New York
$142K -$17.6K -1,500 -10%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$113K -$28.4K -2,424 -19%