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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.82M +$438K +34,692 +18%
Invesco
2
Invesco
Georgia
$1.16M +$67.4K +5,334 +6%
CF
3
Centaurus Financial
California
$1.1M +$111K +8,800 +11%
UBS Group
4
UBS Group
Switzerland
$1.1M -$30.7K -2,427 -3%
Osaic Holdings
5
Osaic Holdings
Arizona
$776K -$207K -16,389 -21%
PWS
6
Private Wealth Strategies
Ohio
$760K +$14.2K +1,125 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$654K -$13.2K -1,047 -2%
SA
8
SFI Advisors
New Jersey
$504K +$78.8K +6,238 +18%
LPL Financial
9
LPL Financial
California
$459K -$167K -13,200 -27%
DADC
10
D.A. Davidson & Co
Montana
$419K +$93K +7,357 +28%
PWPS
11
Pinnacle Wealth Planning Services
Ohio
$351K
Bank of America
12
Bank of America
North Carolina
$327K -$35.6K -2,814 -10%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$256K -$10.5K -828 -4%
RJA
14
Raymond James & Associates
Florida
$250K +$28.7K +2,269 +13%
WS
15
Wedbush Securities
California
$242K +$38 +3 +0%
CCM
16
Covington Capital Management
California
$187K
GC
17
Guggenheim Capital
Illinois
$182K -$25.5K -2,021 -12%
SWMP
18
Signature Wealth Management Partners
New Jersey
$180K
NA
19
NewEdge Advisors
Louisiana
$179K +$43K +3,400 +31%
CAN
20
Cetera Advisor Networks
California
$173K +$9.61K +760 +6%
WWM
21
Western Wealth Management
Colorado
$163K -$16.7K -1,320 -9%
Wells Fargo
22
Wells Fargo
California
$150K -$235K -18,616 -61%
APG
23
Abacus Planning Group
South Carolina
$138K
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$128K -$10.5K -830 -8%
BAM
25
Belpointe Asset Management
Nevada
$102K -$22.7K -1,797 -14%