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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.4M -$182K -16,632 -7%
Invesco
2
Invesco
Georgia
$1.6M +$248K +22,611 +19%
UBS Group
3
UBS Group
Switzerland
$1.18M +$43.6K +3,972 +4%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.14M +$2.25K +205 +0.2%
CF
5
Centaurus Financial
California
$960K -$119K -10,859 -11%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$881K +$869K +79,277 New
PWS
7
Private Wealth Strategies
Ohio
$697K +$11.8K +1,076 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$673K +$526 +48 +0.1%
Bank of America
9
Bank of America
North Carolina
$564K +$147K +13,387 +36%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$527K +$520K +47,404 New
LPL Financial
11
LPL Financial
California
$517K +$92.6K +8,446 +22%
DADC
12
D.A. Davidson & Co
Montana
$445K +$14.8K +1,354 +3%
Wells Fargo
13
Wells Fargo
California
$353K -$322K -29,400 -48%
SA
14
SFI Advisors
New Jersey
$335K -$118K -10,763 -26%
PWPS
15
Pinnacle Wealth Planning Services
Ohio
$311K
NA
16
NewEdge Advisors
Louisiana
$263K +$77.8K +7,100 +43%
RCM
17
Robinson Capital Management
Michigan
$263K +$255K +23,283 New
WS
18
Wedbush Securities
California
$217K -$31.9K -2,911 -13%
CW
19
CreativeOne Wealth
Kansas
$207K +$204K +18,600 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$196K -$39.5K -3,607 -17%
CFG
21
Cooper Financial Group
California
$183K +$181K +16,482 New
RJA
22
Raymond James & Associates
Florida
$167K -$32.4K -2,955 -16%
Cerity Partners
23
Cerity Partners
New York
$166K +$163K +14,900 New
SWMP
24
Signature Wealth Management Partners
New Jersey
$159K
CAN
25
Cetera Advisor Networks
California
$153K +$143 +13 +0.1%