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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.55M -$113K -7,506 -4%
FDCDDQ
2
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.26M -$388K -25,835 -23%
Cohen & Steers
3
Cohen & Steers
New York
$1.06M -$489K -32,531 -31%
UBS Group
4
UBS Group
Switzerland
$1.04M -$8.82K -587 -0.8%
Wells Fargo
5
Wells Fargo
California
$866K +$249K +16,559 +40%
Invesco
6
Invesco
Georgia
$620K -$6.73K -448 -1%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$514K +$32.1K +2,134 +7%
DADC
8
D.A. Davidson & Co
Montana
$445K -$6.01K -400 -1%
LPL Financial
9
LPL Financial
California
$433K +$901 +60 +0.2%
WS
10
Wedbush Securities
California
$409K +$217K +14,424 +111%
PAS
11
Partnervest Advisory Services
California
$362K -$222K -14,757 -38%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$254K +$781 +52 +0.3%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$228K +$49.7K +3,309 +28%
CCM
14
Covington Capital Management
California
$225K
Bank of America
15
Bank of America
North Carolina
$217K -$39.5K -2,631 -15%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$215K -$1.5K -100 -0.7%
PAG
17
Private Advisor Group
New Jersey
$206K -$45.1K -3,004 -18%
CRC
18
Curi RMB Capital
Illinois
$206K +$2.34K +156 +1%
AG
19
Advisor Group
Arizona
$202K +$62.6K +4,169 +45%
NFG
20
Next Financial Group
Texas
$85K
FIA
21
FNY Investment Advisers
New York
$66K +$67.3K +4,480 New
CAC
22
Certified Advisory Corp
Florida
$64K +$1.01K +67 +2%
JPLA
23
Joseph P. Lucia & Associates
New York
$60K -$6.01K -400 -9%
AF
24
Advisornet Financial
Minnesota
$37K
Carson Wealth (CWM LLC)
25
Carson Wealth (CWM LLC)
Nebraska
$22K