Flaherty & Crumrine Preferred and Income Fund

PFD

Valor de mercado US$ 138 mi

#	Nome	Posição	Valor negociado	Ações Variação	Variação na participação
1	1 LPL Financial San Diego, California	US$ 1,2 mi	+US$ 83,8 mil	+5.556	+8%
2	2 UBS Group Zurich, Switzerland	US$ 714 mil	-US$ 60,9 mil	-4.040	-8%
3	3 D.A. Davidson & Co Great Falls, Montana	US$ 379 mil	–	–	–
4	4 Bank of America Charlotte, North Carolina	US$ 338 mil	+US$ 332	+22	+0,1%
5	5 Covington Capital Management Los Angeles, California	US$ 269 mil	–	–	–
6	6 Noesis Capital Mangement Boca Raton, Florida	US$ 243 mil	–	–	–
7	7 Private Advisor Group Morristown, New Jersey	US$ 217 mil	+US$ 11,3 mil	+750	+6%
8	8 Morgan Stanley New York	US$ 188 mil	-US$ 111 mil	-7.351	-37%
9	9 Oxbow Advisors Austin, Texas	US$ 164 mil	+US$ 1,43 mil	+95	+0,9%
10	10 Wells Fargo San Francisco, California	US$ 74 mil	-US$ 26 mil	-1.724	-26%
11	11 Ladenburg Thalmann Financial Services Miami, Florida	US$ 65 mil	–	–	–
12	12 Royal Bank of Canada Toronto, Ontario, Canada	US$ 49 mil	-US$ 26,4 mil	-1.753	-35%
13	13 PNC Financial Services Group Pittsburgh, Pennsylvania	US$ 40 mil	+US$ 12,1 mil	+800	+44%
14	14 American International Group New York	US$ 37,6 mil	-US$ 22,2 mil	-1.471	-37%
15	15 Creative Planning Overland Park, Kansas	US$ 30 mil	-US$ 22,6 mil	-1.500	-43%
16	16 MSI Financial Services Springfield, Massachusetts	US$ 27 mil	+US$ 483	+32	+2%
17	17 B. Riley Wealth Management Memphis, Tennessee	US$ 15 mil	–	–	–
18	18 Winslow Evans & Crocker Boston, Massachusetts	US$ 7,59 mil	+US$ 7,54 mil	+500	Nova
19	19 Jane Street New York	–	-US$ 233 mil	-16.548	Encerrada
20	20 Guggenheim Capital Chicago, Illinois	–	-US$ 143 mil	-10.149	Encerrada
21	21 National Planning Corporation El Segundo, California	–	-US$ 57,9 mil	-4.040	Encerrada
22	22 Tower Research Capital (TRC) New York	–	-US$ 3 mil	-200	Encerrada

Flaherty & Crumrine Preferred and Income Fund PFD Valor de mercado US$ 138 mi

Flaherty & Crumrine Preferred and Income Fund

PFD

Valor de mercado US$ 138 mi