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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
VBCG
26
Valley Brook Capital Group
Pennsylvania
$88K -$24.6K -1,340 -21%
CAC
27
Certified Advisory Corp
Florida
$83K +$86.3K +4,693 New
SW
28
SVB Wealth
Massachusetts
$69K
AF
29
Advisornet Financial
Minnesota
$44K
Rockefeller Capital Management
30
Rockefeller Capital Management
New York
$44K
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$37K +$18.5K +1,005 +91%
GRP
32
Global Retirement Partners
California
$33K +$34.5K +1,875 New
RCA
33
Ranch Capital Advisors
Florida
$31K
APA
34
American Portfolios Advisors
New York
$27.1K +$1.75K +95 +7%
PFGIA
35
Patriot Financial Group Insurance Agency
Massachusetts
$27K
NFG
36
Next Financial Group
Texas
$22K -$20.9K -1,136 -47%
Carson Wealth (CWM LLC)
37
Carson Wealth (CWM LLC)
Nebraska
$22K
WWM
38
Wolff Wiese Magana
California
$18K
Citigroup
39
Citigroup
New York
$12K -$2.3K -125 -16%
GWM
40
Geneos Wealth Management
Colorado
$12K
FF
41
FourThought Financial
Florida
$6K
US Bancorp
42
US Bancorp
Minnesota
$5K
SBIA
43
Sheaff Brock Investment Advisors
Indiana
-$227K -12,000 Closed
FDCDDQ
44
Federation des caisses Desjardins du Quebec
Quebec, Canada
-$14.2K -750 Closed
JPLA
45
Joseph P. Lucia & Associates
New York
-$11K -600 Closed