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New Mountain Finance
NMFC

Overview Fund Activity

152 hedge funds and large institutions have $427M invested in New Mountain Finance in 2019 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 59 increasing their positions, 39 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
152
Holders Change
+9
Holders Change %
+6.29%
% of All Funds
3.34%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
20
Increased
59
Reduced
39
Closed
10
Calls
–
Puts
$525K
Net Calls
-$525K
Net Calls Change
-$122K

Top Buyers

1
AA
1
ALPS Advisors
Colorado
$3.95M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$21.1M
3
PI
3
Putnam Investments
Massachusetts
$2.74M
4
GIM
4
Guild Investment Management
California
$2.21M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$4.39M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$56.9M
2
WFI
2
West Family Investments
California
$1.84M
3
LSV Asset Management
3
LSV Asset Management
Illinois
$29.5M
4
MC
4
Muzinich & Co
New York
$10.9M
5
UBS Group
5
UBS Group
Switzerland
$9.07M
Name Holding Trade Value Shares
Change 		Shares
Change %
Mirae Asset Global Investments
76
Mirae Asset Global Investments
South Korea
$467K +$105K +7,741 +29%
Point72 Asset Management
77
Point72 Asset Management
Connecticut
$462K +$462K +33,862 New
RIG
78
Roosevelt Investment Group
New York
$458K – – –
PA
79
Perennial Advisors
New York
$428K +$6.23K +457 +1%
BRWM
80
B. Riley Wealth Management
Tennessee
$420K – – –
Envestnet Asset Management
81
Envestnet Asset Management
Illinois
$420K +$41K +3,005 +11%
CIC
82
Cornercap Investment Counsel
Georgia
$412K – – –
PAWC
83
P.A.W. Capital
Connecticut
$409K – – –
FAAS
84
First Allied Advisory Services
California
$399K +$135K +9,844 +51%
CIBC Private Wealth Group
85
CIBC Private Wealth Group
Georgia
$397K +$5.31K +390 +1%
TC
86
Telemus Capital
Michigan
$354K – – –
RJFSA
87
Raymond James Financial Services Advisors
Florida
$336K -$28.7K -2,103 -8%
PPA
88
Parametric Portfolio Associates
Washington
$335K -$4.09K -300 -1%
Creative Planning
89
Creative Planning
Kansas
$328K +$7.92K +582 +2%
DIM
90
DC Investments Management
Virginia
$328K +$106K +7,802 +48%
Balyasny Asset Management
91
Balyasny Asset Management
Illinois
$328K +$328K +24,038 New
BA
92
Bard Associates
Illinois
$306K -$19.1K -1,400 -6%
Group One Trading
93
Group One Trading
Illinois
$303K -$9.55K -700 -3%
WAM
94
Wolverine Asset Management
Illinois
$285K +$285K +20,955 New
CANY
95
Caxton Associates (New York)
New York
$282K -$85K -6,230 -23%
MWP
96
MYCIO Wealth Partners
Pennsylvania
$273K – – –
ICA
97
Infrastructure Capital Advisors
New York
$273K +$273K +20,000 New
Stifel Financial
98
Stifel Financial
Missouri
$267K -$42.6K -3,089 -14%
B
99
Bailard
California
$258K – – –
RJA
100
Raymond James & Associates
Florida
$256K +$9.71K +711 +4%
2 3
4
5 6