Bailard’s New Mountain Finance NMFC Stock Holding History

Bailard’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-18,946	Closed	-$260K	–	785
2021 Q4	$260K	Hold	18,946	–	–	0.01%	584
2021 Q3	$252K	Hold	18,946	–	–	0.01%	599
2021 Q2	$250K	Hold	18,946	–	–	0.01%	609
2021 Q1	$235K	Hold	18,946	–	–	0.01%	606
2020 Q4	$215K	Hold	18,946	–	–	0.01%	551
2020 Q3	$181K	Hold	18,946	–	–	0.01%	483
2020 Q2	$176K	Hold	18,946	–	–	0.01%	444
2020 Q1	$129K	Hold	18,946	–	–	0.01%	425
2019 Q4	$260K	Hold	18,946	–	–	0.01%	438
2019 Q3	$258K	Hold	18,946	–	–	0.02%	430
2019 Q2	$265K	Hold	18,946	–	–	0.02%	447
2019 Q1	$257K	Hold	18,946	–	–	0.02%	448
2018 Q4	$238K	Hold	18,946	–	–	0.02%	449
2018 Q3	$256K	Hold	18,946	–	–	0.02%	483
2018 Q2	$258K	Hold	18,946	–	–	0.02%	466
2018 Q1	$249K	Buy	+18,946	New	+$250K	0.02%	437

Other funds holding NMFC

Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return

Cliffwater Marina Del Rey, California $377M AUM 5.73% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bailard's NMFC Position: Q1 2022 in Review

Bailard sold out of New Mountain Finance (NMFC) in Q1 2022, closing a stake of 18,946 shares — an estimated $260K sold.

Bailard first reported a position in NMFC in Q1 2018 and held it in 16 quarters. The position peaked at $265K in Q2 2019. 149 funds tracked by Wall St. Rank hold NMFC as of Q1 2022.

Bailard reported no remaining New Mountain Finance position as of Q1 2022 after selling out during the quarter.
Bailard sold 18,946 New Mountain Finance shares in Q1 2022, an estimated $260K.
Bailard first reported a position in New Mountain Finance in Q1 2018 and held it in 16 quarters.
Bailard's New Mountain Finance position peaked at $265K in Q2 2019.
149 funds tracked by Wall St. Rank held New Mountain Finance as of Q1 2022.

Based on Bailard's 13F filing for Q1 2022, filed 25 Apr 2022.