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ALPS Advisors’s New Mountain Finance NMFC Stock Holding History

ALPS Advisors’s Portfolio NMFC Stock Details NMFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-149,100
Closed -$1.43M – 868
2020
Q3 		$1.43M Sell
149,100
-29,700
-17% -$287K 0.02% 285
2020
Q2 		$1.66M Buy
178,800
+20,000
+13% +$164K 0.02% 255
2020
Q1 		$1.08M Sell
158,800
-107,300
-40% -$1.32M 0.02% 266
2019
Q4 		$3.66M Sell
266,100
-23,500
-8% -$318K 0.03% 183
2019
Q3 		$3.95M Buy
289,600
+271,100
+1,465% +$3.7M 0.03% 163
2019
Q2 		$258K Buy
+18,500
New +$259K ﹤0.01% 862
2015
Q1 		– Sell
-35,384
Closed -$529K – 734
2014
Q4 		$529K Sell
35,384
-4,716
-12% -$69.5K ﹤0.01% 425
2014
Q3 		$589K Buy
+40,100
New +$599K ﹤0.01% 326

Other funds holding NMFC

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RTS
Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return
DCM
Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
C
Cliffwater Marina Del Rey, California $377M AUM 5.73% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
SCIM
Spring Creek Investment Management Philadelphia, Pennsylvania $42.3M AUM 31.86% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

ALPS Advisors's NMFC Position: Q4 2020 in Review

ALPS Advisors sold out of New Mountain Finance (NMFC) in Q4 2020, closing a stake of 149,100 shares — an estimated $1.43M sold.

ALPS Advisors first reported a position in NMFC in Q3 2014 and held it in 8 quarters. The position peaked at $3.95M in Q3 2019. 136 funds tracked by Wall St. Rank hold NMFC as of Q4 2020.

  • ALPS Advisors reported no remaining New Mountain Finance position as of Q4 2020 after selling out during the quarter.
  • ALPS Advisors sold 149,100 New Mountain Finance shares in Q4 2020, an estimated $1.43M.
  • ALPS Advisors first reported a position in New Mountain Finance in Q3 2014 and held it in 8 quarters.
  • ALPS Advisors's New Mountain Finance position peaked at $3.95M in Q3 2019.
  • 136 funds tracked by Wall St. Rank held New Mountain Finance as of Q4 2020.

Based on ALPS Advisors's 13F filing for Q4 2020, filed 3 Feb 2021.