B. Riley Wealth Management’s New Mountain Finance NMFC Stock Holding History

B. Riley Wealth Management’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-30,786	Closed	-$286K	–	494
2020 Q2	$286K	Hold	30,786	–	–	0.03%	310
2020 Q1	$209K	Hold	30,786	–	–	0.02%	427
2019 Q4	$423K	Hold	30,786	–	–	0.06%	233
2019 Q3	$420K	Hold	30,786	–	–	0.07%	226
2019 Q2	$430	Hold	30,786	–	–	0.07%	228
2019 Q1	$418K	Hold	30,786	–	–	0.07%	234
2018 Q4	$387K	Buy	+30,786	New	+$407K	0.08%	208
2015 Q3	–	Sell	-4,100	Closed	-$59K	–	546
2015 Q2	$59K	Sell	4,100 -2,000	-33%	-$29.7K	0.05%	377
2015 Q1	$89K	Sell	6,100 -1,000	-14%	-$14.7K	0.07%	308
2014 Q4	$106K	Sell	7,100 -3,000	-30%	-$44.2K	0.09%	259
2014 Q3	$148K	Hold	10,100	–	–	0.11%	235
2014 Q2	$150K	Sell	10,100 -3,000	-23%	-$43K	0.1%	263
2014 Q1	$191K	Buy	+13,100	New	+$194K	0.14%	203

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cliffwater Marina Del Rey, California $377M AUM 5.73% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

SCIM

Spring Creek Investment Management Philadelphia, Pennsylvania $42.3M AUM 31.86% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

B. Riley Wealth Management's NMFC Position: Q3 2020 in Review

B. Riley Wealth Management sold out of New Mountain Finance (NMFC) in Q3 2020, closing a stake of 30,786 shares — an estimated $286K sold.

B. Riley Wealth Management first reported a position in NMFC in Q1 2014 and held it in 13 quarters. The position peaked at $423K in Q4 2019. 124 funds tracked by Wall St. Rank hold NMFC as of Q3 2020.

B. Riley Wealth Management reported no remaining New Mountain Finance position as of Q3 2020 after selling out during the quarter.
B. Riley Wealth Management sold 30,786 New Mountain Finance shares in Q3 2020, an estimated $286K.
B. Riley Wealth Management first reported a position in New Mountain Finance in Q1 2014 and held it in 13 quarters.
B. Riley Wealth Management's New Mountain Finance position peaked at $423K in Q4 2019.
124 funds tracked by Wall St. Rank held New Mountain Finance as of Q3 2020.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.