DC Investments Management’s New Mountain Finance NMFC Stock Holding History

DC Investments Management’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-24,030	Closed	-$328K	–	295
2019 Q3	$328K	Buy	24,030 +7,802	+48%	+$106K	0.19%	234
2019 Q2	$227K	Buy	+16,228	New	+$227K	0.13%	292
2018 Q4	–	Sell	-38,567	Closed	-$521K	–	289
2018 Q3	$521K	Sell	38,567 -733	-2%	-$10.2K	0.35%	146
2018 Q2	$534K	Sell	39,300 -3,046	-7%	-$41.3K	0.34%	156
2018 Q1	$557K	Sell	42,346 -4,637	-10%	-$61.2K	0.37%	92
2017 Q4	$637K	Buy	+46,983	New	+$662K	0.26%	101

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

PCM

Palisade Capital Management Fort Lee, New Jersey $3B AUM 14% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PGH

Partners Group Holding Baar-Zug, Switzerland $1.35B AUM 27.53% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

DC Investments Management's NMFC Position: Q4 2019 in Review

DC Investments Management sold out of New Mountain Finance (NMFC) in Q4 2019, closing a stake of 24,030 shares — an estimated $328K sold.

DC Investments Management first reported a position in NMFC in Q4 2017 and held it in 6 quarters. The position peaked at $637K in Q4 2017. 165 funds tracked by Wall St. Rank hold NMFC as of Q4 2019.

DC Investments Management reported no remaining New Mountain Finance position as of Q4 2019 after selling out during the quarter.
DC Investments Management sold 24,030 New Mountain Finance shares in Q4 2019, an estimated $328K.
DC Investments Management first reported a position in New Mountain Finance in Q4 2017 and held it in 6 quarters.
DC Investments Management's New Mountain Finance position peaked at $637K in Q4 2017.
165 funds tracked by Wall St. Rank held New Mountain Finance as of Q4 2019.

Based on DC Investments Management's 13F filing for Q4 2019, filed 7 Feb 2020.