P.A.W. Capital’s New Mountain Finance NMFC Stock Holding History

P.A.W. Capital’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-40,000	Closed	-$550K	–	62
2019 Q4	$550K	Buy	40,000 +10,000	+33%	+$135K	0.59%	57
2019 Q3	$409K	Hold	30,000	–	–	0.51%	58
2019 Q2	$419K	Hold	30,000	–	–	0.45%	60
2019 Q1	$407K	Sell	30,000 -10,000	-25%	-$136K	0.4%	59
2018 Q4	$503K	Sell	40,000 -40,000	-50%	-$529K	0.63%	55
2018 Q3	$1.08M	Sell	80,000 -15,000	-16%	-$208K	1.15%	29
2018 Q2	$1.29M	Sell	95,000 -5,000	-5%	-$67.8K	1.31%	25
2018 Q1	$1.31M	Buy	100,000 +18,000	+22%	+$238K	1.58%	24
2017 Q4	$1.11M	Hold	82,000	–	–	1.4%	27
2017 Q3	$1.17M	Sell	82,000 -14,000	-15%	-$199K	1.23%	32
2017 Q2	$1.4M	Hold	96,000	–	–	1.4%	35
2017 Q1	$1.43M	Sell	96,000 -39,000	-29%	-$570K	1.45%	31
2016 Q4	$1.9M	Hold	135,000	–	–	2.15%	13
2016 Q3	$1.86M	Sell	135,000 -15,000	-10%	-$205K	2%	15
2016 Q2	$1.94M	Buy	150,000 +30,000	+25%	+$374K	2.21%	13
2016 Q1	$1.52M	Hold	120,000	–	–	1.7%	19
2015 Q4	$1.56M	Buy	120,000 +15,000	+14%	+$206K	1.77%	21
2015 Q3	$1.43M	Hold	105,000	–	–	1.64%	23
2015 Q2	$1.52M	Buy	105,000 +9,000	+9%	+$133K	1.53%	27
2015 Q1	$1.4M	Buy	96,000 +51,000	+113%	+$748K	1.38%	27
2014 Q4	$672K	Buy	+45,000	New	+$663K	0.71%	50

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCIM

Spring Creek Investment Management Philadelphia, Pennsylvania $42.3M AUM 31.86% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

PCM

Palisade Capital Management Fort Lee, New Jersey $3B AUM 14% 1-Year Est. Return

Cliffwater Marina Del Rey, California $377M AUM 5.73% 1-Year Est. Return

P.A.W. Capital's NMFC Position: Q1 2020 in Review

P.A.W. Capital sold out of New Mountain Finance (NMFC) in Q1 2020, closing a stake of 40,000 shares — an estimated $550K sold.

P.A.W. Capital first reported a position in NMFC in Q4 2014 and held it in 21 quarters. The position peaked at $1.94M in Q2 2016. 154 funds tracked by Wall St. Rank hold NMFC as of Q1 2020.

P.A.W. Capital reported no remaining New Mountain Finance position as of Q1 2020 after selling out during the quarter.
P.A.W. Capital sold 40,000 New Mountain Finance shares in Q1 2020, an estimated $550K.
P.A.W. Capital first reported a position in New Mountain Finance in Q4 2014 and held it in 21 quarters.
P.A.W. Capital's New Mountain Finance position peaked at $1.94M in Q2 2016.
154 funds tracked by Wall St. Rank held New Mountain Finance as of Q1 2020.

Based on P.A.W. Capital's 13F filing for Q1 2020, filed 8 May 2020.