P.A.W. Capital’s New Mountain Finance NMFC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-40,000	Closed	-$550K	–	62
2019 Q4	$550K	Buy	40,000 +10,000	+33%	+$138K	0.59%	57
2019 Q3	$409K	Hold	30,000	–	–	0.51%	58
2019 Q2	$419K	Hold	30,000	–	–	0.45%	60
2019 Q1	$407K	Sell	30,000 -10,000	-25%	-$136K	0.4%	58
2018 Q4	$503K	Sell	40,000 -40,000	-50%	-$503K	0.63%	55
2018 Q3	$1.08M	Sell	80,000 -15,000	-16%	-$203K	1.15%	29
2018 Q2	$1.29M	Sell	95,000 -5,000	-5%	-$68K	1.31%	24
2018 Q1	$1.32M	Buy	100,000 +18,000	+22%	+$237K	1.58%	24
2017 Q4	$1.11M	Hold	82,000	–	–	1.4%	27
2017 Q3	$1.17M	Sell	82,000 -14,000	-15%	-$200K	1.23%	32
2017 Q2	$1.4M	Hold	96,000	–	–	1.4%	35
2017 Q1	$1.43M	Sell	96,000 -39,000	-29%	-$581K	1.45%	30
2016 Q4	$1.9M	Hold	135,000	–	–	2.15%	13
2016 Q3	$1.86M	Sell	135,000 -15,000	-10%	-$206K	2%	15
2016 Q2	$1.94M	Buy	150,000 +30,000	+25%	+$387K	2.21%	13
2016 Q1	$1.52M	Hold	120,000	–	–	1.7%	19
2015 Q4	$1.56M	Buy	120,000 +15,000	+14%	+$195K	1.77%	21
2015 Q3	$1.43M	Hold	105,000	–	–	1.64%	23
2015 Q2	$1.52M	Buy	105,000 +9,000	+9%	+$130K	1.53%	26
2015 Q1	$1.4M	Buy	96,000 +51,000	+113%	+$745K	1.38%	27
2014 Q4	$672K	Buy	+45,000	New	+$672K	0.71%	50