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New Mountain Finance
NMFC

Overview Fund Activity

110 hedge funds and large institutions have $364M invested in New Mountain Finance in 2014 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 53 increasing their positions, 29 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
110
Holders Change
–
Holders Change %
0%
% of All Funds
3.18%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
20
Increased
53
Reduced
29
Closed
17
Calls
$1.28M
Puts
$22K
Net Calls
+$1.26M
Net Calls Change
-$92K

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$10.9M
2
Neuberger Berman Group
2
Neuberger Berman Group
New York
$17.1M
3
U
3
UBS
Switzerland
$12.9M
4
ACM
4
Advisors Capital Management
New Jersey
$4.81M
5
RTS
5
Round Table Services
New Jersey
$4.89M

Top Sellers

1
TC
1
TFS Capital
Pennsylvania
$0
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.46M
3
Ameriprise
3
Ameriprise
Minnesota
$34.7M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$389K
5
Barclays
5
Barclays
United Kingdom
$132K
Name Holding Trade Value Shares
Change 		Shares
Change %
NL
76
NWAM LLC
Washington
$358K +$175K +12,000 +95%
BA
77
BlackRock Advisors
Delaware
$357K +$28.2K +1,940 +9%
Two Sigma Investments
78
Two Sigma Investments
New York
$330K -$947K -65,129 -74%
HNB
79
Huntington National Bank
Ohio
$298K +$298K +20,500 New
ICAS
80
Investors Capital Advisory Services
Massachusetts
$289K +$289K +19,867 New
WRM
81
Westport Resources Management
Connecticut
$283K -$13.7K -945 -5%
PGH
82
Partners Group Holding
Switzerland
$281K +$281K +19,300 New
JPMPWA
83
J.P. Morgan Private Wealth Advisors
California
$269K +$103K +7,075 +62%
UBS AM
84
UBS AM
Illinois
$249K +$21.8K +1,500 +10%
Royal Bank of Canada
85
Royal Bank of Canada
Ontario, Canada
$237K – – –
SB
86
Suntrust Banks
Georgia
$231K -$39.1K -2,702 -14%
AI
87
Analytic Investors
California
$220K -$549K -37,640 -71%
PPA
88
Parametric Portfolio Associates
Washington
$214K -$480 -33 -0.2%
Cambridge Investment Research Advisors
89
Cambridge Investment Research Advisors
Iowa
$202K +$202K +13,853 New
EB
90
Eastern Bank
Massachusetts
$201K +$201K +13,800 New
OC
91
Oppenheimer & Co
New York
$200K -$185K -12,698 -48%
BRWM
92
B. Riley Wealth Management
Tennessee
$191K +$191K +13,100 New
Citigroup
93
Citigroup
New York
$182K -$124K -8,516 -41%
DekaBank Deutsche Girozentrale
94
DekaBank Deutsche Girozentrale
Germany
$175K +$175K +12,000 New
EIM
95
Essex Investment Management
Massachusetts
$148K -$34.2K -2,356 -19%
CPA
96
Cowen Prime Advisors
New York
$146K +$146K +10,000 New
Barclays
97
Barclays
United Kingdom
$132K -$1.05M -74,891 -89%
Fifth Third Bancorp
98
Fifth Third Bancorp
Ohio
$102K +$102K +7,000 New
TAM
99
Tocqueville Asset Management
New York
$29K – – –
Bank of America
100
Bank of America
North Carolina
$27K -$161K -11,067 -86%
2 3
4
5 6