Cowen Prime Advisors’s New Mountain Finance NMFC Stock Holding History

Cowen Prime Advisors’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-10,000	Closed	-$146K	–	285
2014 Q1	$146K	Buy	+10,000	New	+$148K	0.06%	117

Other funds holding NMFC

SBK

Steven B. Klinsky $220M AUM 4.28% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Cowen Prime Advisors's NMFC Position: Q2 2014 in Review

Cowen Prime Advisors sold out of New Mountain Finance (NMFC) in Q2 2014, closing a stake of 10,000 shares — an estimated $146K sold.

Cowen Prime Advisors first reported a position in NMFC in Q1 2014 and held it in 1 quarter. The position peaked at $146K in Q1 2014. 106 funds tracked by Wall St. Rank hold NMFC as of Q2 2014.

Cowen Prime Advisors reported no remaining New Mountain Finance position as of Q2 2014 after selling out during the quarter.
Cowen Prime Advisors sold 10,000 New Mountain Finance shares in Q2 2014, an estimated $146K.
Cowen Prime Advisors first reported a position in New Mountain Finance in Q1 2014 and held it in 1 quarter.
Cowen Prime Advisors's New Mountain Finance position peaked at $146K in Q1 2014.
106 funds tracked by Wall St. Rank held New Mountain Finance as of Q2 2014.

Based on Cowen Prime Advisors's 13F filing for Q2 2014, filed 8 Aug 2014.