Cowen Prime Advisors’s New Mountain Finance NMFC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-10,000	Closed	-$146K	–	285
2014 Q1	$146K	Buy	+10,000	New	+$146K	0.06%	117