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Essex Investment Management’s New Mountain Finance NMFC Stock Holding History

Essex Investment Management’s Portfolio NMFC Stock Details NMFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-16,156
Closed -$240K – 375
2014
Q2 		$240K Buy
16,156
+5,951
+58% +$85.3K 0.04% 319
2014
Q1 		$148K Sell
10,205
-2,356
-19% -$35K 0.02% 332
2013
Q4 		$189K Hold
12,561
– – 0.03% 345
2013
Q3 		$181K Hold
12,561
– – 0.03% 342
2013
Q2 		$178K Buy
+12,561
New +$186K 0.03% 319

Other funds holding NMFC

SBK
Steven B. Klinsky $220M AUM 4.28% 1-Year Est. Return
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Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
LCP
Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return
Neuberger Berman Group
Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return
RTS
Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.35% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Essex Investment Management's NMFC Position: Q3 2014 in Review

Essex Investment Management sold out of New Mountain Finance (NMFC) in Q3 2014, closing a stake of 16,156 shares — an estimated $240K sold.

Essex Investment Management first reported a position in NMFC in Q2 2013 and held it in 5 quarters. The position peaked at $240K in Q2 2014. 87 funds tracked by Wall St. Rank hold NMFC as of Q3 2014.

  • Essex Investment Management reported no remaining New Mountain Finance position as of Q3 2014 after selling out during the quarter.
  • Essex Investment Management sold 16,156 New Mountain Finance shares in Q3 2014, an estimated $240K.
  • Essex Investment Management first reported a position in New Mountain Finance in Q2 2013 and held it in 5 quarters.
  • Essex Investment Management's New Mountain Finance position peaked at $240K in Q2 2014.
  • 87 funds tracked by Wall St. Rank held New Mountain Finance as of Q3 2014.

Based on Essex Investment Management's 13F filing for Q3 2014, filed 29 Oct 2014.