Tocqueville Asset Management’s New Mountain Finance NMFC Stock Holding History

Tocqueville Asset Management’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-11,900	Closed	-$164K	–	693
2019 Q4	$164K	Hold	11,900	–	–	﹤0.01%	710
2019 Q3	$162K	Hold	11,900	–	–	﹤0.01%	730
2019 Q2	$166K	Hold	11,900	–	–	﹤0.01%	755
2019 Q1	$161K	Hold	11,900	–	–	﹤0.01%	746
2018 Q4	$150K	Hold	11,900	–	–	﹤0.01%	717
2018 Q3	$161K	Hold	11,900	–	–	﹤0.01%	789
2018 Q2	$162K	Buy	+11,900	New	+$161K	﹤0.01%	795
2014 Q3	–	Sell	-2,000	Closed	-$30K	–	1121
2014 Q2	$30K	Hold	2,000	–	–	﹤0.01%	1398
2014 Q1	$29K	Hold	2,000	–	–	﹤0.01%	1088
2013 Q4	$30K	Buy	+2,000	New	+$29.2K	﹤0.01%	1111

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCIM

Spring Creek Investment Management Philadelphia, Pennsylvania $42.3M AUM 31.86% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

PCM

Palisade Capital Management Fort Lee, New Jersey $3B AUM 14% 1-Year Est. Return

Cliffwater Marina Del Rey, California $377M AUM 5.73% 1-Year Est. Return

Tocqueville Asset Management's NMFC Position: Q1 2020 in Review

Tocqueville Asset Management sold out of New Mountain Finance (NMFC) in Q1 2020, closing a stake of 11,900 shares — an estimated $164K sold.

Tocqueville Asset Management first reported a position in NMFC in Q4 2013 and held it in 10 quarters. The position peaked at $166K in Q2 2019. 154 funds tracked by Wall St. Rank hold NMFC as of Q1 2020.

Tocqueville Asset Management reported no remaining New Mountain Finance position as of Q1 2020 after selling out during the quarter.
Tocqueville Asset Management sold 11,900 New Mountain Finance shares in Q1 2020, an estimated $164K.
Tocqueville Asset Management first reported a position in New Mountain Finance in Q4 2013 and held it in 10 quarters.
Tocqueville Asset Management's New Mountain Finance position peaked at $166K in Q2 2019.
154 funds tracked by Wall St. Rank held New Mountain Finance as of Q1 2020.

Based on Tocqueville Asset Management's 13F filing for Q1 2020, filed 15 May 2020.