NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

70 hedge funds and large institutions have $90.6M invested in Virtus Convertible & Income Fund in 2016 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 20 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
–
Holders Change %
0%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
23
Reduced
20
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$5.91M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$3.19M
3
RCM
Rivernorth Capital Management
Florida
+$2.65M
4
NMC
Nine Masts Capital
Hong Kong
+$1.3M
5
Cohen & Steers
Cohen & Steers
New York
+$1.24M

Top Sellers

1
LCM
Landscape Capital Management
New Jersey
-$7.56M
2
OA
Oxbow Advisors
Texas
-$6.97M
3
DA
Doliver Advisors
Texas
-$1.24M
4
Geode Capital Management
Geode Capital Management
Massachusetts
-$857K
5
GC
Guggenheim Capital
Illinois
-$818K
Name Holding Trade Value Shares
Change 		Shares
Change %
IA
26
IFP Advisors
Florida
$799K +$703K +27,075 +730%
Invesco
27
Invesco
Georgia
$719K +$275K +12,414 +62%
PPA
28
Parametric Portfolio Associates
Washington
$661K -$252K -11,386 -28%
WAM
29
Wolverine Asset Management
Illinois
$611K – – –
AA
30
Ancora Advisors
Ohio
$609K +$221K +10,000 +57%
OA
31
Oxbow Advisors
Texas
$555K -$6.97M -314,509 -93%
SIM
32
Sonora Investment Management
Arizona
$540K +$540K +23,067 New
Citigroup
33
Citigroup
New York
$378K -$804K -36,299 -68%
MCM
34
Maryland Capital Management
Maryland
$330K +$1.66K +75 +0.5%
ICAS
35
Investors Capital Advisory Services
Massachusetts
$193K – – –
VFS
36
VSR Financial Services
Kansas
$193K – – –
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$186K +$18.7K +842 +11%
Creative Planning
38
Creative Planning
Kansas
$183K +$21.6K +972 +13%
RJFSA
39
Raymond James Financial Services Advisors
Florida
$146K +$146K +6,586 New
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$135K -$16K -724 -11%
PAG
41
Private Advisor Group
New Jersey
$125K -$18.4K -832 -13%
Cetera Investment Advisers
42
Cetera Investment Advisers
Illinois
$124K +$19K +854 +18%
BRWA
43
B. Riley Wealth Advisors
Florida
$124K +$31K +1,399 +33%
NPC
44
National Planning Corporation
California
$118K -$77.8K -3,303 -40%
AA
45
AQR Arbitrage
Connecticut
$112K -$58.3K -2,629 -34%
RJA
46
Raymond James & Associates
Florida
$106K +$106K +4,779 New
CWM
47
Concert Wealth Management
California
$102K – – –
CDH
48
Charles D. Hyman
$74K -$10.3K -467 -12%
SGCA
49
Steel Grove Capital Advisors
Tennessee
$73K – – –
SBIA
50
Sheaff Brock Investment Advisors
Indiana
$65K +$65K +2,933 New
1
2
3 4