NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

51 hedge funds and large institutions have $86.7M invested in Virtus Convertible & Income Fund in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 18 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
+10
Holders Change %
+24.39%
% of All Funds
1.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
18
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
+$4.44M
2
SG Americas Securities
SG Americas Securities
New York
+$1.08M
3
Wells Fargo
Wells Fargo
California
+$915K
4
U
UBS
Switzerland
+$636K
5
IH
IFC Holdings
Florida
+$416K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$1.47M
2
HNB
Huntington National Bank
Ohio
-$298K
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$229K
4
LPL Financial
LPL Financial
California
-$179K
5
CAS
CTC Alternative Strategies
Illinois
-$124K
Name Holding Trade Value Shares
Change 		Shares
Change %
CWM
26
Concert Wealth Management
California
$211K +$98.1K +2,514 +87%
Citigroup
27
Citigroup
New York
$201K +$25.6K +658 +15%
VFS
28
VSR Financial Services
Kansas
$176K +$8.75K +226 +5%
VC
29
Vicus Capital
Pennsylvania
$130K +$130K +3,340 New
Creative Planning
30
Creative Planning
Kansas
$125K -$92.4K -2,376 -43%
CA
31
Cetera Advisors
Colorado
$99K +$99K +2,551 New
WS
32
Wedbush Securities
California
$97K -$9.7K -250 -9%
BRWA
33
B. Riley Wealth Advisors
Florida
$47K – – –
PTCG
34
Pring Turner Capital Group
California
$46K +$46K +1,175 New
NES
35
New England Securities
New York
$45K +$20.3K +519 +82%
Deutsche Bank
36
Deutsche Bank
Germany
$35K -$35K -925 -50%
US Bancorp
37
US Bancorp
Minnesota
$33K +$33K +848 New
WA
38
WFG Advisors
Texas
$27K – – –
SF
39
Synovus Financial
Georgia
$27K +$766 +20 +3%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$27K +$27K +687 New
FMP
41
Financial Management Professionals
Texas
$21K +$10K +256 +91%
RIA
42
Regal Investment Advisors
Michigan
$18K -$9.47K -250 -34%
MIM
43
Macroview Investment Management
Maryland
$10K – – –
DADC
44
D.A. Davidson & Co
Montana
$10K +$10K +276 New
LFR
45
Lehman Financial Resources
Pennsylvania
$9K – – –
TCM
46
Tradewinds Capital Management
Washington
$7K +$7K +169 New
Nomura Holdings
47
Nomura Holdings
Japan
$7K +$7K +175 New
1IC
48
1919 Investment Counsel
Maryland
$3K – – –
PSUF
49
People's United Financial
Connecticut
$2K -$2K -50 -50%
WEC
50
Winslow Evans & Crocker
Massachusetts
$2K +$2K +50 New
1
2
3