NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

41 hedge funds and large institutions have $75.6M invested in Virtus Convertible & Income Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
-5
Holders Change %
-10.87%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
15
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$2.82M
2
GC
Guggenheim Capital
Illinois
+$1.17M
3
IH
IFC Holdings
Florida
+$1.08M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$677K
5
NPC
National Planning Corporation
California
+$284K

Top Sellers

1
Invesco
Invesco
Georgia
-$3.41M
2
Cohen & Steers
Cohen & Steers
New York
-$3.13M
3
Morgan Stanley
Morgan Stanley
New York
-$1.14M
4
RCM
Rivernorth Capital Management
Florida
-$596K
5
HNB
Huntington National Bank
Ohio
-$290K
Name Holding Trade Value Shares
Change 		Shares
Change %
CWM
26
Concert Wealth Management
California
$109K -$1.73K -46 -2%
WS
27
Wedbush Securities
California
$104K – – –
FAAS
28
First Allied Advisory Services
California
$99K – – –
Deutsche Bank
29
Deutsche Bank
Germany
$68K +$34K +925 +100%
BRWA
30
B. Riley Wealth Advisors
Florida
$46K -$1.88K -50 -4%
RIA
31
Regal Investment Advisors
Michigan
$28K – – –
WA
32
WFG Advisors
Texas
$26K – – –
SF
33
Synovus Financial
Georgia
$26K +$797 +21 +3%
NES
34
New England Securities
New York
$24K – – –
Ameriprise
35
Ameriprise
Minnesota
$11K -$2.69K -72 -20%
FMP
36
Financial Management Professionals
Texas
$11K +$274 +7 +3%
LFR
37
Lehman Financial Resources
Pennsylvania
$9K – – –
MIM
38
Macroview Investment Management
Maryland
$9K +$9K +250 New
PSUF
39
People's United Financial
Connecticut
$4K – – –
TRCT
40
Tower Research Capital (TRC)
New York
$4K +$4K +111 New
1IC
41
1919 Investment Counsel
Maryland
$3K – – –
Invesco
42
Invesco
Georgia
– -$3.41M -92,845 Closed
RCM
43
Rivernorth Capital Management
Florida
– -$596K -16,248 Closed
Jane Street
44
Jane Street
New York
– -$225K -6,146 Closed
COLIM
45
City of London Investment Management
United Kingdom
– -$159K -4,750 Closed
GI
46
Gradient Investments
Minnesota
– -$19K -513 Closed
IFWM
47
Institute for Wealth Management
Colorado
– -$19K -512 Closed
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
– -$19K -505 Closed
FFC
49
First Financial Corp
Indiana
– -$3K -75 Closed
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