MPV

Barings Participation Investors
MPV

Overview Fund Activity

31 hedge funds and large institutions have $42.4M invested in Barings Participation Investors in 2021 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 1 closing their positions.

Holders
31
Holders Change
+4
Holders Change %
+14.81%
% of All Funds
0.48%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
5
Increased
8
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GIM
1
Greenwich Investment Management
Connecticut
$5.13M
2
RCM
2
Rivernorth Capital Management
Florida
$9.62M
3
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$220K
4
CAN
4
Cetera Advisor Networks
California
$485K
5
Morgan Stanley
5
Morgan Stanley
New York
$4.57M

Top Sellers

1
SWM
1
Spire Wealth Management
Virginia
$211K
2
Wells Fargo
2
Wells Fargo
California
$1.93M
3
BFEC
3
Benjamin F. Edwards & Company
Missouri
$602K
4
EFS
4
Essex Financial Services
Connecticut
$408K
5
MML Investors Services
5
MML Investors Services
Massachusetts
$165K
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$9.62M 649,976 +146,677 +29%
TCMG
2
TSP Capital Management Group
New Jersey
– – – –
GIM
3
Greenwich Investment Management
Connecticut
$5.13M 346,386 +346,386 New
Morgan Stanley
4
Morgan Stanley
New York
$4.57M 308,989 +12,475 +4%
B
5
Barings
North Carolina
$3.4M 229,532 – –
OC
6
Oppenheimer & Co
New York
$2.87M 194,069 -225 -0.1%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$2.06M 139,512 +10,677 +8%
Wells Fargo
8
Wells Fargo
California
$1.93M 130,390 -6,930 -5%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.28M 86,615 +4,212 +5%
CFMC
10
Curbstone Financial Management Corp
New Hampshire
$1.07M 72,416 – –
UBS Group
11
UBS Group
Switzerland
$1.02M 68,764 +2,445 +4%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$602K 40,699 -1,555 -4%
CAN
13
Cetera Advisor Networks
California
$485K 32,783 +13,306 +68%
RJA
14
Raymond James & Associates
Florida
$445K 30,074 -100 -0.3%
EFS
15
Essex Financial Services
Connecticut
$408K 27,582 -893 -3%
Bank of America
16
Bank of America
North Carolina
$351K 23,735 – –
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$220K 14,871 +14,871 New
SWM
18
Spire Wealth Management
Virginia
$211K 14,236 -17,064 -55%
AWM
19
Apollon Wealth Management
South Carolina
$188K 12,716 – –
MA
20
Montag & Associates
Georgia
$180K 12,132 +2,048 +20%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$167K 11,283 +11,283 New
MML Investors Services
22
MML Investors Services
Massachusetts
$165K 11,180 -255 -2%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$159K 10,786 +1,103 +11%
SCA
24
Stonebridge Capital Advisors
Minnesota
$87K 5,897 – –
EL
25
EMFO LLC
Florida
$46K 3,100 – –
1
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