MPV

Barings Participation Investors
MPV

Overview Fund Activity

27 hedge funds and large institutions have $25.9M invested in Barings Participation Investors in 2018 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 5 closing their positions.

Holders
27
Holders Change
-2
Holders Change %
-6.9%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
12
Reduced
6
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HAM
1
Hammer Asset Management
California
$1.1M
2
Wells Fargo
2
Wells Fargo
California
$1.5M
3
UBS Group
3
UBS Group
Switzerland
$2.78M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.07M
5
Morgan Stanley
5
Morgan Stanley
New York
$1.04M

Top Sellers

1
TCMG
1
TSP Capital Management Group
New Jersey
$5.79M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$379K
3
JCM
3
Jacobi Capital Management
Pennsylvania
$0
4
Manulife (Manufacturers Life Insurance)
4
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$0
5
OC
5
Oppenheimer & Co
New York
$3.05M
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
– – -389,398 Closed
B
2
Barings
North Carolina
$3.14M 210,820 – –
OC
3
Oppenheimer & Co
New York
$3.05M 204,794 -2,350 -1%
UBS Group
4
UBS Group
Switzerland
$2.78M 186,543 +16,265 +10%
GIM
5
Greenwich Investment Management
Connecticut
$1.55M 103,956 -490 -0.5%
Wells Fargo
6
Wells Fargo
California
$1.5M 100,569 +32,925 +49%
CFMC
7
Curbstone Financial Management Corp
New Hampshire
$1.17M 78,366 – –
HAM
8
Hammer Asset Management
California
$1.1M 73,750 +73,750 New
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.07M 71,939 +13,166 +22%
Morgan Stanley
10
Morgan Stanley
New York
$1.04M 69,942 +8,013 +13%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$901K 60,475 +7,562 +14%
RJA
12
Raymond James & Associates
Florida
$571K 38,335 -1,382 -3%
Bank of America
13
Bank of America
North Carolina
$402K 26,963 +3,000 +13%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$379K 25,395 -30,969 -55%
EFS
15
Essex Financial Services
Connecticut
$342K 22,930 +676 +3%
WS
16
Wedbush Securities
California
$259K 17,377 – –
MML Investors Services
17
MML Investors Services
Massachusetts
$248K 16,654 +2,647 +19%
IA
18
IFP Advisors
Florida
$198K 13,297 +4,002 +43%
DC
19
Davenport & Co
Virginia
$157K 10,525 -200 -2%
SPIA
20
Steward Partners Investment Advisory
New York
$92K 6,160 -1,755 -22%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$45K 2,978 +1,042 +54%
PFGIA
22
Patriot Financial Group Insurance Agency
Massachusetts
$30K 2,000 – –
Citigroup
23
Citigroup
New York
$23K 1,557 +5 +0.3%
ACS
24
Archford Capital Strategies
Illinois
$12K 800 – –
CAC
25
Certified Advisory Corp
Florida
$10K 677 +12 +2%
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