MPV

Barings Participation Investors
MPV

Overview Fund Activity

29 hedge funds and large institutions have $23.1M invested in Barings Participation Investors in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 0 closing their positions.

Holders
29
Holders Change
+4
Holders Change %
+16%
% of All Funds
0.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
6
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TCMG
1
TSP Capital Management Group
New Jersey
$5.71M
2
CFMC
2
Curbstone Financial Management Corp
New Hampshire
$1.19M
3
FMA
3
FNY Managed Accounts
New York
$454K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$326K
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$651K

Top Sellers

1
Bessemer Group
1
Bessemer Group
New Jersey
$1.06M
2
Morgan Stanley
2
Morgan Stanley
New York
$410K
3
UBS Group
3
UBS Group
Switzerland
$2.49M
4
PAS
4
Partnervest Advisory Services
California
$382K
5
GIM
5
Greenwich Investment Management
Connecticut
$1.38M
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
$5.71M 395,648 +395,648 New
OC
2
Oppenheimer & Co
New York
$3.07M 212,875 +3,232 +2%
B
3
Barings
North Carolina
$3.04M 210,820 – –
UBS Group
4
UBS Group
Switzerland
$2.49M 172,452 -11,860 -6%
GIM
5
Greenwich Investment Management
Connecticut
$1.38M 95,385 -200 -0.2%
CFMC
6
Curbstone Financial Management Corp
New Hampshire
$1.19M 82,090 +40,425 +97%
Bessemer Group
7
Bessemer Group
New Jersey
$1.06M 73,159 -17,000 -19%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$651K 45,114 +8,773 +24%
Wells Fargo
9
Wells Fargo
California
$613K 42,475 +2,192 +5%
RJA
10
Raymond James & Associates
Florida
$487K 33,722 +906 +3%
FMA
11
FNY Managed Accounts
New York
$454K 31,524 +31,524 New
Morgan Stanley
12
Morgan Stanley
New York
$410K 28,381 -15,552 -35%
Bank of America
13
Bank of America
North Carolina
$385K 26,665 +396 +2%
PAS
14
Partnervest Advisory Services
California
$382K 26,480 -2,557 -9%
WS
15
Wedbush Securities
California
$329K 22,777 – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$326K 22,558 +20,191 +853%
EFS
17
Essex Financial Services
Connecticut
$321K 22,254 – –
MML Investors Services
18
MML Investors Services
Massachusetts
$271K 18,777 -18 -0.1%
DC
19
Davenport & Co
Virginia
$164K 11,375 – –
SPIA
20
Steward Partners Investment Advisory
New York
$109K 7,605 – –
JCM
21
Jacobi Capital Management
Pennsylvania
$81K 5,381 +702 +15%
Citigroup
22
Citigroup
New York
$69K 4,796 +28 +0.6%
IA
23
IFP Advisors
Florida
$30K 2,100 – –
PFGIA
24
Patriot Financial Group Insurance Agency
Massachusetts
$30K 2,000 – –
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$28K 1,936 – –
1
2