MPV

Barings Participation Investors
MPV

Overview Fund Activity

24 hedge funds and large institutions have $23.2M invested in Barings Participation Investors in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
24
Holders Change
-1
Holders Change %
-4%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
7
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$184K
2
DC
2
Davenport & Co
Virginia
$166K
3
BII
3
Bainco International Investors
Massachusetts
$146K
4
Bessemer Group
4
Bessemer Group
New Jersey
$1.47M
5
UBS Group
5
UBS Group
Switzerland
$2.76M

Top Sellers

1
TCMG
1
TSP Capital Management Group
New Jersey
$5.91M
2
GIM
2
Greenwich Investment Management
Connecticut
$1.37M
3
Bank of America
3
Bank of America
North Carolina
$0
4
Creative Planning
4
Creative Planning
Kansas
$0
5
CFMC
5
Curbstone Financial Management Corp
New Hampshire
$1.33M
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
– – -406,015 Closed
B
2
Barings
North Carolina
$3.05M 209,624 – –
OC
3
Oppenheimer & Co
New York
$2.78M 191,012 -2,775 -1%
UBS Group
4
UBS Group
Switzerland
$2.76M 189,525 +7,390 +4%
Bessemer Group
5
Bessemer Group
New Jersey
$1.47M 100,709 +10,000 +11%
GIM
6
Greenwich Investment Management
Connecticut
$1.37M 93,828 -35,825 -28%
CFMC
7
Curbstone Financial Management Corp
New Hampshire
$1.33M 91,680 -6,500 -7%
Morgan Stanley
8
Morgan Stanley
New York
$631K 43,386 -1,434 -3%
Citigroup
9
Citigroup
New York
$529K 36,366 -5,385 -13%
RJA
10
Raymond James & Associates
Florida
$507K 34,841 -63 -0.2%
PAS
11
Partnervest Advisory Services
California
$464K 31,909 -619 -2%
Wells Fargo
12
Wells Fargo
California
$397K 27,301 +4,503 +20%
WS
13
Wedbush Securities
California
$301K 20,687 – –
MFS
14
MSI Financial Services
Massachusetts
$287K 19,699 +2,485 +14%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$287K 19,753 +3,393 +21%
SFM
16
Signature Financial Management
Virginia
$280K 19,250 – –
CA
17
Cetera Advisors
Colorado
$210K 14,550 -5,150 -26%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$184K 12,665 +12,665 New
DC
19
Davenport & Co
Virginia
$166K 11,375 +11,375 New
BII
20
Bainco International Investors
Massachusetts
$146K 10,000 +10,000 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$34K 2,367 +250 +12%
IA
22
IFP Advisors
Florida
$31K 2,100 – –
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$28K 1,936 – –
TRCT
24
Tower Research Capital (TRC)
New York
$6K 411 +319 +347%
NFG
25
Next Financial Group
Texas
$4K 250 – –
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