MPV

Barings Participation Investors
MPV

Overview Fund Activity

30 hedge funds and large institutions have $26.6M invested in Barings Participation Investors in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 1 closing their positions.

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.67%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
4
Increased
9
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TCMG
1
TSP Capital Management Group
New Jersey
$5.77M
2
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$296K
3
AG
3
Advisor Group
Arizona
$289K
4
Wells Fargo
4
Wells Fargo
California
$1.77M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.26M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$2.28M
2
SPIA
2
Steward Partners Investment Advisory
New York
$0
3
OC
3
Oppenheimer & Co
New York
$3.03M
4
GIM
4
Greenwich Investment Management
Connecticut
$1.53M
5
CFMC
5
Curbstone Financial Management Corp
New Hampshire
$1.16M
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
$5.77M 383,201 +383,201 New
B
2
Barings
North Carolina
$3.1M 210,820 – –
OC
3
Oppenheimer & Co
New York
$3.03M 201,370 -3,424 -2%
UBS Group
4
UBS Group
Switzerland
$2.28M 151,545 -34,998 -19%
Wells Fargo
5
Wells Fargo
California
$1.77M 117,691 +17,122 +17%
GIM
6
Greenwich Investment Management
Connecticut
$1.53M 101,881 -2,075 -2%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.26M 83,962 +12,023 +17%
CFMC
8
Curbstone Financial Management Corp
New Hampshire
$1.16M 77,316 -1,050 -1%
HAM
9
Hammer Asset Management
California
$1.1M 73,320 -430 -0.6%
Morgan Stanley
10
Morgan Stanley
New York
$1.09M 72,264 +2,322 +3%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$940K 62,492 +2,017 +3%
RJA
12
Raymond James & Associates
Florida
$563K 37,405 -930 -2%
Bank of America
13
Bank of America
North Carolina
$406K 26,963 – –
EFS
14
Essex Financial Services
Connecticut
$393K 26,081 +3,151 +14%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$382K 25,395 – –
MML Investors Services
16
MML Investors Services
Massachusetts
$354K 23,553 +6,899 +41%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$296K 19,644 +19,644 New
AG
18
Advisor Group
Arizona
$289K 19,203 +19,203 New
WS
19
Wedbush Securities
California
$288K 19,130 +1,753 +10%
IA
20
IFP Advisors
Florida
$237K 15,883 +2,586 +19%
DC
21
Davenport & Co
Virginia
$158K 10,525 – –
AIC
22
Ameritas Investment Company
Nebraska
$81K 5,412 +5,412 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$45K 2,978 – –
PFGIA
24
Patriot Financial Group Insurance Agency
Massachusetts
$30K 2,000 – –
Citigroup
25
Citigroup
New York
$20K 1,361 -196 -13%
1
2