MPV

Barings Participation Investors
MPV

Overview Fund Activity

18 hedge funds and large institutions have $15.8M invested in Barings Participation Investors in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 2 closing their positions.

Holders
18
Holders Change
–
Holders Change %
0%
% of All Funds
0.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
6
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$2.95M
2
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$430K
3
LPL Financial
3
LPL Financial
California
$139K
4
Morgan Stanley
4
Morgan Stanley
New York
$652K
5
B
5
Barings
North Carolina
$768K

Top Sellers

1
OC
1
Oppenheimer & Co
New York
$2.7M
2
First Manhattan
2
First Manhattan
New York
$39K
3
1IC
3
1919 Investment Counsel
Maryland
$15K
4
Citigroup
4
Citigroup
New York
$0
5
Bank of America
5
Bank of America
North Carolina
$572K
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
– – – –
U
2
UBS
Switzerland
$2.95M 211,483 +60,050 +40%
OC
3
Oppenheimer & Co
New York
$2.7M 193,723 -1,150 -0.6%
B
4
Barings
North Carolina
$768K 55,097 +2,128 +4%
Morgan Stanley
5
Morgan Stanley
New York
$652K 46,764 +8,538 +22%
Bank of America
6
Bank of America
North Carolina
$572K 41,069 -400 -1%
RJA
7
Raymond James & Associates
Florida
$463K 33,212 – –
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$430K 30,807 +30,807 New
Bank of New York Mellon
9
Bank of New York Mellon
New York
$333K 23,893 +1 +0%
WS
10
Wedbush Securities
California
$279K 19,987 – –
DC
11
Davenport & Co
Virginia
$219K 15,719 +10 +0.1%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$197K 14,112 +169 +1%
LPL Financial
13
LPL Financial
California
$139K 10,256 +10,256 New
Wells Fargo
14
Wells Fargo
California
$43K 3,063 -249 -8%
LFR
15
Lehman Financial Resources
Pennsylvania
$42K 3,000 – –
First Manhattan
16
First Manhattan
New York
$39K 2,833 -667 -19%
US Bancorp
17
US Bancorp
Minnesota
$19K 1,369 – –
1IC
18
1919 Investment Counsel
Maryland
$15K 1,050 -450 -30%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$1K 101 – –
Citigroup
20
Citigroup
New York
– – -413 Closed
RIA
21
Regal Investment Advisors
Michigan
– – -260 Closed