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MPV

Barings Participation Investors
MPV

18 hedge funds and large institutions have $15.8M invested in Barings Participation Investors in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 5

6% more capital invested

Capital invested by funds: $14.9M → $15.8M (+$926K)

1.06% more ownership

Funds ownership: 5.87% → 6.94% (+1.1%)

0% more funds holding

Funds holding: 18 → 18 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

Holders
18
Holders Change
–
Holders Change %
0%
% of All Funds
0.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
6
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
U
UBS
Switzerland
+$852K
2
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$437K
3
LPL Financial
LPL Financial
California
+$146K
4
Morgan Stanley
Morgan Stanley
New York
+$121K
5
B
Barings
North Carolina
+$30.2K

Top Sellers

Rank Fund Capital Flow
1
OC
Oppenheimer & Co
New York
-$16.3K
2
First Manhattan
First Manhattan
New York
-$9.47K
3
1IC
1919 Investment Counsel
Maryland
-$6.39K
4
Citigroup
Citigroup
New York
-$6K
5
Bank of America
Bank of America
North Carolina
-$5.68K
Name Holding Trade Value Shares
Change 		Change in
Stake
TCMG
1
TSP Capital Management Group
New Jersey
$5.97M – – –
U
2
UBS
Switzerland
$2.95M +$852K +60,050 +40%
OC
3
Oppenheimer & Co
New York
$2.7M -$16.3K -1,150 -0.6%
B
4
Barings
North Carolina
$768K +$30.2K +2,128 +4%
Morgan Stanley
5
Morgan Stanley
New York
$652K +$121K +8,538 +22%
Bank of America
6
Bank of America
North Carolina
$572K -$5.68K -400 -1%
RJA
7
Raymond James & Associates
Florida
$463K – – –
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$430K +$437K +30,807 New
Bank of New York Mellon
9
Bank of New York Mellon
New York
$333K +$14 +1 +0%
WS
10
Wedbush Securities
California
$279K – – –
DC
11
Davenport & Co
Virginia
$219K +$142 +10 +0.1%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$197K +$2.4K +169 +1%
LPL Financial
13
LPL Financial
California
$139K +$146K +10,256 New
Wells Fargo
14
Wells Fargo
California
$43K -$3.53K -249 -8%
LFR
15
Lehman Financial Resources
Pennsylvania
$42K – – –
First Manhattan
16
First Manhattan
New York
$39K -$9.47K -667 -19%
US Bancorp
17
US Bancorp
Minnesota
$19K – – –
1IC
18
1919 Investment Counsel
Maryland
$15K -$6.39K -450 -30%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$1K – – –
Citigroup
20
Citigroup
New York
– -$6K -413 Closed
RIA
21
Regal Investment Advisors
Michigan
– -$4K -260 Closed

MPV Hedge Fund Activity: Q3 2013 in Review

18 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Barings Participation Investors (MPV) for Q3 2013, worth a combined $15.8M — up 6.2% from $14.9M a quarter earlier.

Fund positioning in MPV was balanced in Q3 2013: 2 funds opened new positions, 2 closed out, 6 added to existing stakes and 5 trimmed.

The largest buyer was UBS, adding an estimated $852K. The largest seller was Oppenheimer & Co, cutting an estimated $16.3K.

  • 18 institutional investors held Barings Participation Investors (MPV) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $15.8M of Barings Participation Investors stock for Q3 2013, up 6.2% quarter-over-quarter.
  • 2 funds opened new Barings Participation Investors positions in Q3 2013 and 2 closed out, a net change of 0 holders.
  • The largest Barings Participation Investors buyer in Q3 2013 was UBS, an estimated $852K added.
  • The largest Barings Participation Investors seller in Q3 2013 was Oppenheimer & Co, an estimated $16.3K sold.

Based on aggregated 13F filings for Q3 2013.