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MPV

Barings Participation Investors

Name Holding Trade Value Shares
Change
Change in
Stake
B
1
Barings
North Carolina
$4.87M +$56.3K +3,276 +1%
BEI
2
Benjamin Edwards Inc
Missouri
$4.83M +$32.7K +1,903 +0.7%
Morgan Stanley
3
Morgan Stanley
New York
$4.76M -$85.2K -4,954 -2%
TCMG
4
TSP Capital Management Group
New Jersey
$4.66M +$4.76M +276,671 New
Osaic Holdings
5
Osaic Holdings
Arizona
$3.67M +$345K +20,074 +10%
LPL Financial
6
LPL Financial
California
$3.64M +$284K +16,501 +8%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$2.42M +$122K +7,108 +5%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$1.9M +$116K +6,729 +6%
SAM
9
Smith Asset Management
Florida
$1.15M -$10.4K -603 -0.9%
Bank of America
10
Bank of America
North Carolina
$838K
SWM
11
Schwallier Wealth Management
Michigan
$802K +$12.6K +734 +2%
CFMC
12
Curbstone Financial Management Corp
New Hampshire
$794K
CSC
13
Caldwell Sutter Capital
California
$737K
Jones Financial Companies
14
Jones Financial Companies
Missouri
$647K -$20.7K -1,203 -3%
Raymond James Financial
15
Raymond James Financial
Florida
$523K +$6.31K +367 +1%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$497K -$25.6K -1,487 -5%
NA
17
NewEdge Advisors
Louisiana
$497K -$31.2K -1,817 -6%
Vanguard National Trust
18
Vanguard National Trust
Pennsylvania
$492K
UBS Group
19
UBS Group
Switzerland
$359K -$5.69K -331 -2%
OC
20
Oppenheimer & Co
New York
$335K -$8.6K -500 -2%
PI
21
PFG Investments
New York
$307K +$6.67K +388 +2%
SA
22
Sanctuary Advisors
Indiana
$286K
MA
23
Montag & Associates
Georgia
$143K
Wells Fargo
24
Wells Fargo
California
$116K +$37.6K +2,185 +46%
KFAS
25
Keating Financial Advisory Services
Kansas
$52.1K +$1.15K +67 +2%