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MPV

Barings Participation Investors

Name Holding Trade Value Shares
Change
Change in
Stake
TCMG
1
TSP Capital Management Group
New Jersey
$6.05M -$6.83K -500 -0.1%
OC
2
Oppenheimer & Co
New York
$2.82M -$14.5K -1,060 -0.5%
UBS Group
3
UBS Group
Switzerland
$2.53M -$400K -29,245 -14%
GIM
4
Greenwich Investment Management
Connecticut
$1.8M -$41.4K -3,025 -2%
Bessemer Group
5
Bessemer Group
New Jersey
$1.38M
CFMC
6
Curbstone Financial Management Corp
New Hampshire
$1.16M +$933K +68,230 +422%
B
7
Barings
North Carolina
$908K +$35.5K +2,598 +4%
Citigroup
8
Citigroup
New York
$607K +$215K +15,709 +55%
Morgan Stanley
9
Morgan Stanley
New York
$538K +$174K +12,717 +48%
RJA
10
Raymond James & Associates
Florida
$449K -$5.15K -377 -1%
Bank of America
11
Bank of America
North Carolina
$354K
WS
12
Wedbush Securities
California
$284K
SFM
13
Signature Financial Management
Virginia
$268K -$60.6K -4,432 -19%
LPL Financial
14
LPL Financial
California
$259K +$102K +7,461 +65%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$218K -$21.2K -1,548 -9%
Wells Fargo
16
Wells Fargo
California
$169K +$51.9K +3,800 +45%
CA
17
Cetera Advisors
Colorado
$161K +$160K +11,700 New
MFS
18
MSI Financial Services
Massachusetts
$108K +$107K +7,834 New
Creative Planning
19
Creative Planning
Kansas
$106K -$820 -60 -0.8%
IA
20
IFP Advisors
Florida
$29K +$28.7K +2,100 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$25K +$24.6K +1,800 New
ACS
22
Archford Capital Strategies
Illinois
$11K
AIG
23
American International Group
New York
$1K
LFR
24
Lehman Financial Resources
Pennsylvania
-$39K -3,000 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$2K -130 Closed