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MPV

Barings Participation Investors

Name Holding Trade Value Shares
Change
Change in
Stake
TCMG
1
TSP Capital Management Group
New Jersey
$5.5M
UBS Group
2
UBS Group
Switzerland
$2.91M +$2.96M +219,721 New
OC
3
Oppenheimer & Co
New York
$2.65M -$54.3K -4,027 -2%
GIM
4
Greenwich Investment Management
Connecticut
$1.58M -$47.4K -3,513 -3%
Bessemer Group
5
Bessemer Group
New Jersey
$1.41M -$806K -59,769 -36%
B
6
Barings
North Carolina
$807K +$16.2K +1,198 +2%
Bank of America
7
Bank of America
North Carolina
$442K
RJA
8
Raymond James & Associates
Florida
$436K -$917 -68 -0.2%
Morgan Stanley
9
Morgan Stanley
New York
$416K +$16.4K +1,218 +4%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$316K -$13 -1 -0%
WS
11
Wedbush Securities
California
$274K
CFMC
12
Curbstone Financial Management Corp
New Hampshire
$231K
SFM
13
Signet Financial Management
New Jersey
$219K +$223K +16,550 New
LPL Financial
14
LPL Financial
California
$160K -$13.6K -1,007 -8%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$157K -$35.3K -2,616 -18%
LFR
16
Lehman Financial Resources
Pennsylvania
$40K
Citigroup
17
Citigroup
New York
$30K +$12.1K +899 +65%
GT
18
Glenmede Trust
Pennsylvania
$26K
Wells Fargo
19
Wells Fargo
California
$18K +$13 +1 +0.1%
ACS
20
Archford Capital Strategies
Illinois
$11K
AIG
21
American International Group
New York
$6.62K +$6.74K +500 New
Ameriprise
22
Ameriprise
Minnesota
-$32K -2,329 Closed
MA
23
MUFG Americas
New York
-$16K -1,156 Closed
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
-$1K -101 Closed