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MPV

Barings Participation Investors

Name Holding Trade Value Shares
Change
Change in
Stake
TCMG
1
TSP Capital Management Group
New Jersey
$5.88M +$5.69M +430,165 New
U
2
UBS
Switzerland
$3.26M +$69K +5,209 +2%
OC
3
Oppenheimer & Co
New York
$2.77M +$141K +10,624 +6%
GIM
4
Greenwich Investment Management
Connecticut
$1.68M -$11.3K -850 -0.7%
B
5
Barings
North Carolina
$802K +$15.7K +1,186 +2%
RJA
6
Raymond James & Associates
Florida
$468K -$7.03K -531 -2%
Bank of America
7
Bank of America
North Carolina
$457K -$136K -10,304 -24%
Morgan Stanley
8
Morgan Stanley
New York
$393K +$67K +5,064 +21%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$327K -$13 -1 -0%
WS
10
Wedbush Securities
California
$283K
LPL Financial
11
LPL Financial
California
$179K -$38.4K -2,900 -18%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$171K +$2.41K +182 +1%
LFR
13
Lehman Financial Resources
Pennsylvania
$41K
Ameriprise
14
Ameriprise
Minnesota
$32K
GT
15
Glenmede Trust
Pennsylvania
$27K +$26.5K +2,000 New
Wells Fargo
16
Wells Fargo
California
$26K +$13 +1 +0.1%
MA
17
MUFG Americas
New York
$16K +$15.3K +1,156 New
1IC
18
1919 Investment Counsel
Maryland
$15K
ACS
19
Archford Capital Strategies
Illinois
$10.9K
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$1K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
-$20K -1,500 Closed
TRCT
22
Tower Research Capital (TRC)
New York
-$10K -726 Closed