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MPV

Barings Participation Investors

Name Holding Trade Value Shares
Change
Change in
Stake
TCMG
1
TSP Capital Management Group
New Jersey
$5.45M +$5.59M +440,865 New
UBS Group
2
UBS Group
Switzerland
$2.68M -$70.8K -5,586 -3%
OC
3
Oppenheimer & Co
New York
$2.54M +$26.4K +2,087 +1%
GIM
4
Greenwich Investment Management
Connecticut
$1.69M +$23.8K +1,875 +1%
Bessemer Group
5
Bessemer Group
New Jersey
$1.24M
B
6
Barings
North Carolina
$768K +$15.5K +1,227 +2%
RJA
7
Raymond James & Associates
Florida
$411K -$50K -3,944 -11%
Morgan Stanley
8
Morgan Stanley
New York
$373K +$13.2K +1,041 +4%
Bank of America
9
Bank of America
North Carolina
$306K -$66K -5,211 -17%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$295K +$13 +1 +0%
WS
11
Wedbush Securities
California
$255K
CFMC
12
Curbstone Financial Management Corp
New Hampshire
$199K -$16.5K -1,300 -7%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$173K +$2.56K +202 +1%
Citigroup
14
Citigroup
New York
$156K +$54.1K +4,273 +51%
LPL Financial
15
LPL Financial
California
$144K
Wells Fargo
16
Wells Fargo
California
$60K -$13 -1 -0%
LFR
17
Lehman Financial Resources
Pennsylvania
$37K
ACS
18
Archford Capital Strategies
Illinois
$10K
TRCT
19
Tower Research Capital (TRC)
New York
$2K +$2.41K +190 New
AIG
20
American International Group
New York
$1.24K
Creative Planning
21
Creative Planning
Kansas
-$95K -7,833 Closed