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Barings Participation Investors

Name Holding Trade Value Shares
Change
Change in
Stake
TSP Capital Management Group
1
TSP Capital Management Group
New Jersey
$5.87M -$5.77M -430,165 Closed
UBS
2
UBS
Switzerland
$3.21M -$23.3K -1,737 -0.7%
Oppenheimer & Co
3
Oppenheimer & Co
New York
$2.78M +$22.6K +1,685 +0.8%
Bessemer Group
4
Bessemer Group
New Jersey
$2.26M +$2.23M +166,070 New
GIM
5
Greenwich Investment Management
Connecticut
$1.67M – – –
Barings
6
Barings
North Carolina
$813K +$15.8K +1,180 +2%
Bank of America
7
Bank of America
North Carolina
$454K – – –
Raymond James & Associates
8
Raymond James & Associates
Florida
$449K -$15.7K -1,174 -3%
Morgan Stanley
9
Morgan Stanley
New York
$410K +$19.5K +1,453 +5%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$325K +$13 +1 +0%
Wedbush Securities
11
Wedbush Securities
California
$281K – – –
CFMC
12
Curbstone Financial Management Corp
New Hampshire
$237K +$234K +17,450 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$197K +$26.6K +1,983 +16%
LPL Financial
14
LPL Financial
California
$178K – – –
LFR
15
Lehman Financial Resources
Pennsylvania
$41K – – –
Ameriprise
16
Ameriprise
Minnesota
$32K – – –
Glenmede Trust
17
Glenmede Trust
Pennsylvania
$27K – – –
Wells Fargo
18
Wells Fargo
California
$19K -$6.72K -501 -27%
Citigroup
19
Citigroup
New York
$19K +$18.4K +1,373 New
MUFG Americas
20
MUFG Americas
New York
$16K – – –
1919 Investment Counsel
21
1919 Investment Counsel
Maryland
$11K -$4.02K -300 -29%
Archford Capital Strategies
22
Archford Capital Strategies
Illinois
$11K – – –
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$1K – – –