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MPV

Barings Participation Investors

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$9.75M -$689K -49,376 -7%
GIM
2
Greenwich Investment Management
Connecticut
$6.09M -$126K -9,059 -2%
Morgan Stanley
3
Morgan Stanley
New York
$4.84M +$61.4K +4,399 +1%
TCMG
4
TSP Capital Management Group
New Jersey
$4.79M -$523K -37,463 -11%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$4.25M -$36.2K -2,593 -0.9%
B
6
Barings
North Carolina
$3.58M
Osaic Holdings
7
Osaic Holdings
Arizona
$2.77M -$1.29M -92,431 -34%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.94M -$392K -28,057 -18%
Truist Financial
9
Truist Financial
North Carolina
$1.6M -$3.23K -231 -0.2%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.55M -$52.4K -3,750 -4%
CAN
11
Cetera Advisor Networks
California
$1.29M -$43.6K -3,121 -4%
CFMC
12
Curbstone Financial Management Corp
New Hampshire
$790K
UBS Group
13
UBS Group
Switzerland
$771K -$376K -26,922 -35%
CSC
14
Caldwell Sutter Capital
California
$708K
SWM
15
Schwallier Wealth Management
Michigan
$615K +$550K +39,396 New
MA
16
Mutual Advisors
Nebraska
$577K +$517K +37,011 New
Vanguard Group
17
Vanguard Group
Pennsylvania
$456K
RJA
18
Raymond James & Associates
Florida
$364K -$2.21K -158 -0.7%
Bank of America
19
Bank of America
North Carolina
$282K +$160K +11,468 +173%
MA
20
Montag & Associates
Georgia
$218K +$15.4K +1,100 +9%
SA
21
SFI Advisors
New Jersey
$183K +$164K +11,748 New
LPL Financial
22
LPL Financial
California
$174K +$726 +52 +0.5%
SWM
23
Spire Wealth Management
Virginia
$85.2K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$47K -$17.6K -1,258 -30%
Wells Fargo
25
Wells Fargo
California
$46.8K