MPV

Barings Participation Investors
MPV

Overview Fund Activity

29 hedge funds and large institutions have $25.7M invested in Barings Participation Investors in 2020 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
29
Holders Change
-3
Holders Change %
-9.38%
% of All Funds
0.51%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
2
Increased
8
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TCMG
1
TSP Capital Management Group
New Jersey
$4.51M
2
RCM
2
Rivernorth Capital Management
Florida
$3.86M
3
Morgan Stanley
3
Morgan Stanley
New York
$2.81M
4
BFEC
4
Benjamin F. Edwards & Company
Missouri
$424K
5
Osaic Holdings
5
Osaic Holdings
Arizona
$773K

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$494K
2
WS
2
Wedbush Securities
California
$0
3
UBS Group
3
UBS Group
Switzerland
$857K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$0
5
OC
5
Oppenheimer & Co
New York
$2.38M
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
$4.51M 379,292 +379,292 New
RCM
2
Rivernorth Capital Management
Florida
$3.86M 324,847 +134,303 +70%
B
3
Barings
North Carolina
$3.52M 296,948 – –
Morgan Stanley
4
Morgan Stanley
New York
$2.81M 236,637 +54,040 +30%
OC
5
Oppenheimer & Co
New York
$2.38M 200,421 -10,284 -5%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.63M 137,204 -3,870 -3%
Wells Fargo
7
Wells Fargo
California
$1.53M 128,866 -5,418 -4%
CFMC
8
Curbstone Financial Management Corp
New Hampshire
$874K 73,566 – –
UBS Group
9
UBS Group
Switzerland
$857K 72,099 -12,729 -15%
Osaic Holdings
10
Osaic Holdings
Arizona
$773K 65,099 +9,375 +17%
HAM
11
Hammer Asset Management
California
$600K 50,542 -1,251 -2%
RJA
12
Raymond James & Associates
Florida
$494K 41,609 -27,011 -39%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$424K 35,721 +35,052 +5,239%
EFS
14
Essex Financial Services
Connecticut
$340K 28,591 +243 +0.9%
Bank of America
15
Bank of America
North Carolina
$282K 23,735 – –
Stifel Financial
16
Stifel Financial
Missouri
$198K 16,690 +1,275 +8%
MML Investors Services
17
MML Investors Services
Massachusetts
$151K 12,737 -68 -0.5%
DC
18
Davenport & Co
Virginia
$125K 10,525 – –
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$104K 8,699 +4 +0%
MA
20
Montag & Associates
Georgia
$104K 8,728 +8,728 New
ASN
21
Advisory Services Network
Georgia
$27K 2,261 – –
PFGIA
22
Patriot Financial Group Insurance Agency
Massachusetts
$20K 1,700 – –
SPIA
23
Steward Partners Investment Advisory
New York
$19K 1,640 -3,500 -68%
PGAM
24
Princeton Global Asset Management
New Jersey
$13K 1,060 – –
JFA
25
JNBA Financial Advisors
Minnesota
$11K 953 – –
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