MPV

Barings Participation Investors
MPV

Overview Fund Activity

21 hedge funds and large institutions have $18.2M invested in Barings Participation Investors in 2015 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 1 closing their positions.

Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.59%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
6
Reduced
6
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFM
1
Signature Financial Management
Virginia
$316K
2
Citigroup
2
Citigroup
New York
$379K
3
Creative Planning
3
Creative Planning
Kansas
$103K
4
Wells Fargo
4
Wells Fargo
California
$112K
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$229K

Top Sellers

1
Bank of New York Mellon
1
Bank of New York Mellon
New York
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$348K
3
UBS Group
3
UBS Group
Switzerland
$2.81M
4
GIM
4
Greenwich Investment Management
Connecticut
$1.77M
5
RJA
5
Raymond James & Associates
Florida
$436K
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
$5.82M 440,865 – –
UBS Group
2
UBS Group
Switzerland
$2.81M 213,171 -3,685 -2%
OC
3
Oppenheimer & Co
New York
$2.72M 205,910 +300 +0.1%
GIM
4
Greenwich Investment Management
Connecticut
$1.77M 133,818 -3,250 -2%
Bessemer Group
5
Bessemer Group
New Jersey
$1.33M 100,709 – –
B
6
Barings
North Carolina
$838K 63,468 +1,258 +2%
RJA
7
Raymond James & Associates
Florida
$436K 33,060 -193 -0.6%
Citigroup
8
Citigroup
New York
$379K 28,721 +16,076 +127%
Morgan Stanley
9
Morgan Stanley
New York
$348K 26,386 -3,874 -13%
Bank of America
10
Bank of America
North Carolina
$340K 25,738 +969 +4%
SFM
11
Signature Financial Management
Virginia
$316K 23,942 +23,942 New
WS
12
Wedbush Securities
California
$273K 20,687 – –
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$229K 17,380 +3,407 +24%
CFMC
14
Curbstone Financial Management Corp
New Hampshire
$213K 16,150 – –
LPL Financial
15
LPL Financial
California
$151K 11,461 – –
Wells Fargo
16
Wells Fargo
California
$112K 8,477 +3,625 +75%
Creative Planning
17
Creative Planning
Kansas
$103K 7,767 +7,767 New
LFR
18
Lehman Financial Resources
Pennsylvania
$39K 3,000 – –
ACS
19
Archford Capital Strategies
Illinois
$11K 800 – –
TRCT
20
Tower Research Capital (TRC)
New York
$2K 130 -60 -32%
AIG
21
American International Group
New York
$1K 50 -50 -50%
Bank of New York Mellon
22
Bank of New York Mellon
New York
– – -23,893 Closed