MPV

Barings Participation Investors
MPV

Overview Fund Activity

33 hedge funds and large institutions have $32.2M invested in Barings Participation Investors in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 2 closing their positions.

Holders
33
Holders Change
–
Holders Change %
0%
% of All Funds
0.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
7
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$893K
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$2.27M
3
Morgan Stanley
3
Morgan Stanley
New York
$1.64M
4
Wells Fargo
4
Wells Fargo
California
$2.29M
5
JFA
5
JNBA Financial Advisors
Minnesota
$17K

Top Sellers

1
BFEC
1
Benjamin F. Edwards & Company
Missouri
$45K
2
MML Investors Services
2
MML Investors Services
Massachusetts
$362K
3
UBS Group
3
UBS Group
Switzerland
$1.27M
4
HAM
4
Hammer Asset Management
California
$1.23M
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$224K
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
– – – –
B
2
Barings
North Carolina
$5.17M 296,948 – –
OC
3
Oppenheimer & Co
New York
$3.38M 193,871 – –
GIM
4
Greenwich Investment Management
Connecticut
$2.37M 135,977 -1,820 -1%
Wells Fargo
5
Wells Fargo
California
$2.29M 131,561 +2,052 +2%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$2.27M 130,336 +12,798 +11%
Morgan Stanley
7
Morgan Stanley
New York
$1.64M 93,989 +5,136 +6%
CFMC
8
Curbstone Financial Management Corp
New Hampshire
$1.31M 75,066 – –
UBS Group
9
UBS Group
Switzerland
$1.27M 73,133 -15,820 -18%
HAM
10
Hammer Asset Management
California
$1.23M 70,633 -3,032 -4%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$893K 51,254 +14,256 +39%
RJA
12
Raymond James & Associates
Florida
$694K 39,842 -113 -0.3%
EFS
13
Essex Financial Services
Connecticut
$508K 29,132 +371 +1%
AG
14
Advisor Group
Arizona
$480K 27,573 -431 -2%
Bank of America
15
Bank of America
North Carolina
$410K 23,535 -215 -0.9%
MML Investors Services
16
MML Investors Services
Massachusetts
$362K 20,759 -16,100 -44%
WS
17
Wedbush Securities
California
$333K 19,130 – –
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$224K 12,879 -2,770 -18%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$173K 9,969 -250 -2%
DC
20
Davenport & Co
Virginia
$172K 10,525 – –
SCA
21
Stonebridge Capital Advisors
Minnesota
$103K 5,897 – –
SPIA
22
Steward Partners Investment Advisory
New York
$99K 5,716 – –
APA
23
American Portfolios Advisors
New York
$87.1K 5,000 -404 -7%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$52K 2,978 – –
BFEC
25
Benjamin F. Edwards & Company
Missouri
$45K 2,601 -52,221 -95%
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