MPV

Barings Participation Investors
MPV

Overview Fund Activity

26 hedge funds and large institutions have $22.1M invested in Barings Participation Investors in 2016 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
26
Holders Change
+2
Holders Change %
+8.33%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
5
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$352K
2
EFS
2
Essex Financial Services
Connecticut
$224K
3
MFS
3
MSI Financial Services
Massachusetts
$411K
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$316K
5
PFGIA
5
Patriot Financial Group Insurance Agency
Massachusetts
$29K

Top Sellers

1
CFMC
1
Curbstone Financial Management Corp
New Hampshire
$642K
2
SFM
2
Signature Financial Management
Virginia
$0
3
CA
3
Cetera Advisors
Colorado
$0
4
Citigroup
4
Citigroup
New York
$442K
5
Morgan Stanley
5
Morgan Stanley
New York
$566K
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
– – – –
B
2
Barings
North Carolina
$2.98M 210,820 +1,196 +0.6%
UBS Group
3
UBS Group
Switzerland
$2.68M 189,067 -458 -0.2%
OC
4
Oppenheimer & Co
New York
$2.68M 188,487 -2,525 -1%
Bessemer Group
5
Bessemer Group
New Jersey
$1.43M 100,709 – –
GIM
6
Greenwich Investment Management
Connecticut
$1.33M 93,678 -150 -0.2%
CFMC
7
Curbstone Financial Management Corp
New Hampshire
$642K 45,840 -45,840 -50%
Morgan Stanley
8
Morgan Stanley
New York
$566K 39,904 -3,482 -8%
RJA
9
Raymond James & Associates
Florida
$475K 33,481 -1,360 -4%
PAS
10
Partnervest Advisory Services
California
$449K 31,612 -297 -0.9%
Citigroup
11
Citigroup
New York
$442K 31,268 -5,098 -14%
Wells Fargo
12
Wells Fargo
California
$415K 29,203 +1,902 +7%
MFS
13
MSI Financial Services
Massachusetts
$411K 28,953 +9,254 +47%
Bank of America
14
Bank of America
North Carolina
$352K 24,769 +24,769 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$316K 22,278 +2,525 +13%
WS
16
Wedbush Securities
California
$294K 20,687 – –
EFS
17
Essex Financial Services
Connecticut
$224K 15,780 +15,780 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$193K 13,564 +899 +7%
DC
19
Davenport & Co
Virginia
$161K 11,375 – –
BII
20
Bainco International Investors
Massachusetts
$142K 10,000 – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$34K 2,367 – –
IA
22
IFP Advisors
Florida
$30K 2,100 – –
PFGIA
23
Patriot Financial Group Insurance Agency
Massachusetts
$29K 2,000 +2,000 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$28K 1,936 – –
ACS
25
Archford Capital Strategies
Illinois
$11K 800 +800 New
1
2